KE
Kyle V. Eudy
UWHARRIE INVESTMENT ADVISORS
Albemarle, NC 28001
Some features on this profile are disabled
CRD#: 5573392
KE
Professional summary
Kyle Vann Eudy, who also goes by Kyle Eudy, is a registered financial advisor currently at UWHARRIE INVESTMENT ADVISORS, INC. located in Albemarle, North Carolina and PRIVATE CLIENT SERVICES, LLC located in Albemarle, North Carolina.
Kyle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Kyle has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kyle Eudy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) UWHARRIE INVESTMENT ADVISERS, 132 N FIRST ST, ALBEMARLE, NC 28001. SECURITIES-RELATED; INVESTMENT ADVISER REPRESENTATIVE. 100 HRS/MONTH DURING TRADING HOURS. 2)STRATEGIC INVESTMENT ADVISERS/UWHARRIE BANK LOAN REFERRALS, REFERRING SIA CLIENTS TO UWHARRIE BANK FOR LOAN NEEDS, 167 N 2ND ST, ALBEMARLE, NC 28001. NON-INVESTMENT RELATED, 5 HRS PER MONTH, NONE DURING TRADING HRS. ESTIMATED ANNUAL EARNINGS WILL BE VARIABLE (20 BASIS POINTS ON OUTSTANDING LOAN BALANCE PAID QUARTERLY). 3) SALE OF NON-INVESTMENT RELATED INSURANCE PRODUCTS THROUGH VARIOUS CARRIERS. 4) The Cason Group. Charlotte, North Carolina. Financial Service division for life insurance, health and long-term care insurance. Will be doing some insurance business through The Cason Group on life, long-term care and possibly health for small business. 3 hours/mo; 3 during trading hours. 5) South Piedmont Community College. 680 US Polkton, NC 28135. Non Profit Foundation. Foundation Board Member. 2 hrs/mo; 2 during trading hrs. 6) Uwharrie Bank. 167 N Second Street, Albemarle, NC. Uwharrie Bank. Executive Vice President and Market Executive for Anson County. More presence in a public relations and business development role. Will continue to focus on wealth management business development. 20 hrs/mo; 20 during trading hrs. 7) Xtra Innings, LLC. 2543 West Blvd, Chesterfield, SC 29709. Baseball & softball practice facility. 25% owner/investor i the partnership. Help recruit new members. 25 hrs/mo; 0 during trading hrs. 8) Three Brothers Holdings. This company looks for investment opportunities in real estate and small business investment, 1/3 owner. 10 hrs/mo; 0 during trading hrs. 9) John P. Murray Community Care Clinic Board Member. 303 Yadkin Street, Suite C, Albemarle, NC 28001. The John P. Murray Community care clinic provides medical care, and medications to low income, uninsured adults. Board member. 1 hr/mo; 1 during trading hrs. Not investment related.
CRS (Client Relationship Summary) - RIA
Click below to view Kyle Vann Eudy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 16, 2012 - Present
UWHARRIE INVESTMENT ADVISORS, INC.
Office #1: 132 North First Street, Albemarle, NC 28001RIA
CRD#: 117592
Albemarle, NC
Current
November 15, 2012 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 132 N. First St, Albemarle, NC 28001RIA
BD
CRD#: 120222
Albemarle, NC
Past
April 8, 2010 - November 7, 2012
NEW ENGLAND SECURITIES
RIA
CRD#: 615
CHARLOTTE, NC
Past
August 28, 2008 - November 7, 2012
NEW ENGLAND SECURITIES
BD
CRD#: 615
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UI
UWHARRIE INVESTMENT ADVISORS, INC.
STRATEGIC INVESTMENT ADVISORS, INC. | UWHARRIE INVESTMENT ADVISORS, INC. | UWHARRE INVESTMENT ADVISORS, INC.
CRD#: 117592 / SEC#: 801-63767
RIA
Registered Investment Advisory firm - (1/3/2005 Approved)North Carolina
Registered Investment Advisory firm - (2/2/2005 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/16/2017)
RR
Florida(6/6/2016)
RR
Georgia(6/6/2016)
RR
Minnesota(4/4/2022)
RR
North Carolina(11/15/2012)
IAR
North Carolina(11/16/2012)
RR
Ohio(1/15/2013)
RR
Pennsylvania(1/2/2018)
RR
South Carolina(11/15/2012)
RR
Virginia(1/2/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
UI
UWHARRIE INVESTMENT ADVISORS, INC.
STRATEGIC INVESTMENT ADVISORS, INC. | UWHARRIE INVESTMENT ADVISORS, INC. | UWHARRE INVESTMENT ADVISORS, INC.
CRD#: 117592 / SEC#: 801-63767
RIA
Registered Investment Advisory firm - (1/3/2005 Approved)North Carolina
Registered Investment Advisory firm - (2/2/2005 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
132 North First Street, Albemarle, NC 28001
Mailing Address
P.o. Box 1517, Albemarle, NC 28002
Phone number
(704) 983-5959
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 811 |
| AUM (Assets Under Management) | $ 278,247,352 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
UWHARRIE INVESTMENT ADVISORS, INC.
CRD#: 117592Albemarle, NC 28001TRUST BUT VERIFY
Monitor Kyle Eudy
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
