Erik P. Gulsrud

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CRD#: 5573341

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Erik Paul Gulsrud was a registered financial professional .

Erik is a previously registered financial professional and started their career in finance in 2008. Erik had worked at 4 firms and has passed the Series 65 exam.

Biography

Erik Gulsrud is a Partner Advisor at AdvicePeriod, working in conjunction with Marc Russell to deliver the highest level of service to the team’s clients. Erik plays an integral role in designing, implementing and managing complex financial plans to accomplish client’s goals. Erik’s role complements those of his client’s other trusted advisors as he works closely to coordinate all necessary activities to meet objectives in an efficient fashion.

Erik’s experience in the financial services sector spans nearly two decades. Prior to joining AdvicePeriod in January 2018, Erik served as a Managing Director of Pathstone Federal Street (previously Convergent Wealth Advisors). While at Pathstone and Convergent, in addition to being responsible for some of the firm’s most complex and sophisticated clients, Erik managed the team of Advisors located in the firm’s Los Angeles office.

Erik graduated from the University of California, Los Angeles and Erik received his Master of Business Administration (MBA) from UCLA Anderson School of Management in 2008. Outside of the office, you can find Erik on the golf course, coaching Little League or spending time outdoors with his wife and two sons.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

September 5, 2008 - December 31, 2014

CONVERGENT WEALTH ADVISORS, LLC

RIA

CRD#: 143719

LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MARINER WEALTH

CRD#: 140195 / SEC#: 801-66632

RIA

Registered Investment Advisory firm - (4/24/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/4/2008

Uniform Investment Adviser Law Examination

Current Firm

MARINER WEALTH

CRD#: 140195 / SEC#: 801-66632

RIA

Registered Investment Advisory firm - (4/24/2006 Approved)

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Contact information

Main Address

5700 W. 112th Street Suite 500, Overland Park, KS 66211

Mailing Address

Phone number

(913) 904-5700

Established

Firm type

Fiscal year end

# of Employees

1,503

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MARINER ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	155,767
AUM (Assets Under Management)	$ 98,603,233,201

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/25/2025	Cover Page	Report
11/19/2024	Cover Page	Report
12/21/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Erik P. Gulsrud

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MARINER WEALTH

ADVICEPERIOD, LLC

PATHSTONE

CONVERGENT WEALTH ADVISORS, LLC

CONVERGENT WEALTH ADVISORS, LLC

Primary Firm SEC Registration

MARINER WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 9/4/2008

Current Firm

MARINER WEALTH

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MARINER WEALTH

TRUST BUT VERIFY

Contact information

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