DW
David A. Werner
RESOLUTE INVESTMENT DISTRIBUTORS
Irving`, TX 75039
Some features on this profile are disabled
CRD#: 5573324
DW
Professional summary
David Andrew Werner, who also goes by Andrew Werner, is a registered financial professional currently at RESOLUTE INVESTMENT DISTRIBUTORS, INC. located in Irving`, Texas.
David is registered as a RR (Registered Representative) and started their career in finance in 2013. David has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Andrew Werner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view David Andrew Werner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 9, 2025 - Present
RESOLUTE INVESTMENT DISTRIBUTORS, INC.
Office #1: 220 East Las Colinas Blvd. Suite 1200, Irving`, TX 75039BD
CRD#: 287788
Irving`, TX
Past
February 13, 2013 - January 9, 2025
FORESIDE FUND SERVICES, LLC
BD
CRD#: 46106
Radnor, PA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/7/2025)
RR
Alaska(8/7/2025)
RR
Arizona(8/7/2025)
RR
Arkansas(8/7/2025)
RR
California(8/7/2025)
RR
Colorado(8/7/2025)
RR
Connecticut(8/7/2025)
RR
Delaware(8/7/2025)
RR
District of Columbia(8/7/2025)
RR
Florida(8/7/2025)
RR
Georgia(8/7/2025)
RR
Hawaii(8/7/2025)
RR
Idaho(8/7/2025)
RR
Illinois(8/7/2025)
RR
Indiana(8/7/2025)
RR
Iowa(8/7/2025)
RR
Kansas(8/7/2025)
RR
Kentucky(8/7/2025)
RR
Louisiana(8/7/2025)
RR
Maine(8/7/2025)
RR
Maryland(8/7/2025)
RR
Massachusetts(8/7/2025)
RR
Michigan(8/7/2025)
RR
Minnesota(8/7/2025)
RR
Mississippi(8/7/2025)
RR
Missouri(8/7/2025)
RR
Montana(8/7/2025)
RR
Nebraska(8/7/2025)
RR
Nevada(8/7/2025)
RR
New Hampshire(8/7/2025)
RR
New Jersey(8/7/2025)
RR
New Mexico(8/7/2025)
RR
New York(8/7/2025)
RR
North Carolina(8/7/2025)
RR
North Dakota(8/7/2025)
RR
Ohio(8/12/2025)
RR
Oklahoma(8/7/2025)
RR
Oregon(8/7/2025)
RR
Pennsylvania(6/9/2025)
RR
Puerto Rico(8/7/2025)
RR
Rhode Island(8/7/2025)
RR
South Carolina(8/7/2025)
RR
South Dakota(8/7/2025)
RR
Tennessee(8/7/2025)
RR
Texas(6/9/2025)
RR
Utah(8/7/2025)
RR
Vermont(8/7/2025)
RR
Virgin Islands(8/7/2025)
RR
Virginia(8/7/2025)
RR
Washington(8/7/2025)
RR
West Virginia(8/7/2025)
RR
Wisconsin(8/7/2025)
RR
Wyoming(8/7/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RI
RESOLUTE INVESTMENT DISTRIBUTORS, INC.
RESOLUTE INVESTMENT DISTRIBUTORS, INC.
CRD#: 287788 / SEC#: , 8-69912
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
220 East Las Colinas Blvd. Ste. 1200, Irving, TX 75039
Mailing Address
220 East Las Colinas Blvd. Ste. 1200, Irving, TX 75039
Phone number
(817) 391-6100
Established
Delaware since 02/02/2017
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
