Robert L. Hopkins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Lee Hopkins, who also goes by Bobby Lee Hopkins, Robert L Hopkins, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2008. Robert had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 52, Series 7, Series 6, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 12, 2016 - September 16, 2021
TOUCHSTONE ADVISORS INC
December 6, 2016 - September 16, 2021
TOUCHSTONE SECURITIES, INC.
August 7, 2015 - November 28, 2016
FIFTH THIRD SECURITIES, INC.
August 7, 2015 - November 28, 2016
FIFTH THIRD SECURITIES, INC.
August 19, 2013 - January 22, 2015
TOUCHSTONE ADVISORS INC
August 12, 2013 - September 15, 2014
TOUCHSTONE SECURITIES, INC.
August 6, 2013 - July 31, 2015
W&S BROKERAGE SERVICES, INC.
March 14, 2013 - August 2, 2013
FIFTH THIRD SECURITIES, INC.
November 13, 2009 - August 2, 2013
FIFTH THIRD SECURITIES, INC.
September 23, 2008 - August 11, 2009
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
Primary Firm SEC Registration
TOUCHSTONE ADVISORS INC
CRD#: 107028 / SEC#: 801-45963
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TOUCHSTONE ADVISORS INC
CRD#: 107028 / SEC#: 801-45963
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 41 |
| AUM (Assets Under Management) | $ 29,132,797,072 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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