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RY

Robert J. Young

ROBERT J YOUNG
Cincinnati, OH
Some features on this profile are disabled
CRD#: 5573179
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Professional summary

Robert J Young is a registered financial advisor currently at ROBERT J YOUNG located in Cincinnati, Ohio.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Robert has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DAVE KOCH FOR COUNCIL.5795 SOVEREIGN DRIVE,CINT,OH 45241.TREASURER.TREASURER FIR CAMPAIGN COMMITTE.ZERO HRS SPENT AT OTHER BUSINESS TRADING HOURS.1 HR/MONTH SPENT AT OTHER BUSINESS DURING NON-TRADING HRS.MAINTAIN LOG OF EXPENDITURES.MAINTAIN LOG OF CONTRIBUTIONS RECEIVED.SUBMIT FINANCIAL REPORTS TO SECRETARY OF STATE.START DATE 2/1/2011

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert J Young's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 20, 2013 - Present

ROBERT J YOUNG

RIA
CRD#: 167473
Cincinnati, OH
Past

August 29, 2011 - July 16, 2013

J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC

RIA
CRD#: 124446
CINCINNATI, OH
Past

January 26, 2010 - July 16, 2013

J.P. TURNER & COMPANY, L.L.C.

BD
CRD#: 43177
ATLANTA, GA
Past

September 2, 2009 - January 28, 2010

FIRST ALLIED SECURITIES, INC.

BD
CRD#: 32444
CINCINNATI, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Ohio
(5/20/2013)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/12/2011
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/30/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 9/1/2009
General Securities Representative Examination

Current Firm

RJ
ROBERT J YOUNG
ROBERT J YOUNG | YOUNG, ROBERT J. | ROBERT YOUNG ADVISORY, LLC | ROBERT J. YOUNG

CRD#: 167473 / SEC#:

Ohio
Registered Investment Advisory firm - (5/20/2013 Approved)
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Contact information

Main Address
Cincinnati, OH
Mailing Address
Phone number
(513) 470-6696
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts19
AUM (Assets Under Management)$ 1,208,153

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ROBERT J YOUNG

CRD#: 167473Cincinnati, OH

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