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The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

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Michelle Nicole Katzen

Michelle N. Katzen

RITHOLTZ WEALTH MANAGEMENT
New York, NY 10018
Some features on this profile are disabled
CRD#: 5572969
Michelle Nicole Katzen

Professional summary

Michelle Nicole Katzen, CFP®, who also goes by Michelle Nicole Meacham, Michelle Meacham, is a registered financial advisor currently at RITHOLTZ WEALTH MANAGEMENT located in New York, New York.

Michelle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Michelle has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Michelle Nicole Meacham | Michelle Meacham

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michelle Nicole Katzen's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2017

Experience

Current

July 14, 2023 - Present

RITHOLTZ WEALTH MANAGEMENT

Office #1: 24 West 40th Street 15th Floor, New York, NY 10018Office #2: 1230 Rosecrans Ave. Suite 610, Manhattan Beach, CA 90266
RIA
CRD#: 168652
New York, NY
Past

January 10, 2022 - August 4, 2023

HCR WEALTH ADVISORS

RIA
CRD#: 108676
LOS ANGELES, CA
Past

August 17, 2017 - December 31, 2021

HCR WEALTH ADVISORS

RIA
CRD#: 108676
LOS ANGELES, CA
Past

September 26, 2008 - May 13, 2009

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
BEVERLY HILLS, CA
Past

September 8, 2008 - May 13, 2009

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
DENVER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RW
RITHOLTZ WEALTH MANAGEMENT
COMPREHENSIVE PORTFOLIO MANAGEMENT, LLC | RITHOLTZ WEALTH MANAGEMENT | RITHOLTZ & CO. | LIFTOFF | GOOD ADVICE

CRD#: 168652 / SEC#: 801-78479

RIA
Registered Investment Advisory firm - (9/16/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(7/14/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/25/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 9/5/2008
General Securities Representative Examination

Current Firm

RW
RITHOLTZ WEALTH MANAGEMENT
COMPREHENSIVE PORTFOLIO MANAGEMENT, LLC | RITHOLTZ WEALTH MANAGEMENT | RITHOLTZ & CO. | LIFTOFF | GOOD ADVICE

CRD#: 168652 / SEC#: 801-78479

RIA
Registered Investment Advisory firm - (9/16/2013 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
24 West 40th Street 15th Floor, New York, NY 10018
Mailing Address
Phone number
(212) 625-1200
Established
Firm type
Fiscal year end
# of Employees
83

SEC notice filing (48 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (1/29/2026)

Regulatory assets under management

Total Number of Accounts12,587
AUM (Assets Under Management)$ 7,698,264,641

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
02/04/2026
Cover Page
Report
05/28/2025
Cover Page
Report
04/10/2024
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RITHOLTZ WEALTH MANAGEMENT

CRD#: 168652New York, NY 10018

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