Ross D. Donnelly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ross David Donnelly, who also goes by Ross Donnelly, was a registered financial professional .
Ross is a previously registered financial professional and started their career in finance in 2009. Ross had worked at 8 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 14, 2017 - September 21, 2017
INSTITUTE FOR WEALTH ADVISORS, INC.
January 3, 2017 - August 1, 2017
PURSHE KAPLAN STERLING INVESTMENTS
September 26, 2016 - January 25, 2017
SOWELL MANAGEMENT
August 19, 2016 - January 3, 2017
INTERNATIONAL ASSETS ADVISORY, LLC
June 20, 2013 - August 18, 2016
DINOSAUR FINANCIAL GROUP, L.L.C
April 11, 2013 - June 19, 2017
CONCERT WEALTH MANAGEMENT
October 10, 2012 - March 26, 2013
PURSHE KAPLAN STERLING INVESTMENTS
November 4, 2010 - August 2, 2012
STRATEGIC INCOME MANAGEMENT, LLC
May 6, 2010 - August 2, 2010
WELLS FARGO CLEARING SERVICES, LLC
January 30, 2009 - August 2, 2010
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
INSTITUTE FOR WEALTH ADVISORS, INC.
CRD#: 149347 / SEC#: 801-69925
Contact information
Red Flags
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