Daniel W. Korpman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel William Korpman was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2008. Daniel had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 3, 2014 - September 18, 2014
DINOSAUR FINANCIAL GROUP, L.L.C
August 13, 2013 - November 26, 2013
ANFIELD ADVISORS, LLC
March 15, 2013 - September 3, 2013
ANFIELD CAPITAL MANAGEMENT, LLC
August 14, 2012 - March 28, 2013
ANFIELD CAPITAL MANAGEMENT LIMITED LIABILITY COMPANY
September 30, 2008 - July 11, 2012
UBS FINANCIAL SERVICES INC.
September 4, 2008 - July 11, 2012
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DINOSAUR FINANCIAL GROUP, L.L.C
CRD#: 104446 / SEC#: , 8-52908
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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