Kairene A. Holgate

VERITAS WEALTH MANAGEMENT LLC

CHARLESTON, SC 29406

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CRD#: 5572644

Professional summary

Kairene Amber Holgate, who also goes by Amber Holgate, is a registered financial advisor currently at VERITAS WEALTH MANAGEMENT LLC located in Charleston, South Carolina and FORTUNE FINANCIAL SERVICES, INC. located in Charleston, South Carolina.

Kairene is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Kairene has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Amber Holgate

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.)VERITAS WEALTH MANAGEMENT; DBA NAME/ INVESTMENT ADVISORY SERVICES. VICE PRESIDENT/ADVISOR; 50% OWNERSHIP; 40 HOURS PER WEEK, DURING TRADING HOURS. 2.) FORTUNE FINANCIAL SERVICES - REGISTERED REP HOURS PER WEEK ON AN AS NEEDED BASIS DURING TRADING HOURS. 3.) INDEPENDENT INSURANCE AGENT. FIXED AND INDEXED BUSINESS. COMPENSATION IN FORM OF COMMISSIONS. HOURS PER WEEK ON AN AS NEEDED BASIS, DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kairene Amber Holgate's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 1, 2020 - Present

VERITAS WEALTH MANAGEMENT LLC

Office #1: 5900 Core Rd. Suite 201, Charleston, SC 29406

RIA

CRD#: 289046

CHARLESTON, SC

Current

May 1, 2018 - Present

FORTUNE FINANCIAL SERVICES, INC.

Office #1: 5900 Core Road Suite 201, Charleston, SC 29406

CRD#: 42150

Charleston, SC

Past

March 14, 2018 - December 31, 2018

VERITAS WEALTH MANAGEMENT LLC

RIA

CRD#: 289046

MT. PLEASANT, SC

Past

September 29, 2017 - May 4, 2018

REALTA INVESTMENT ADVISORS, INC

RIA

CRD#: 134952

Mt. Pleasant, SC

Past

July 27, 2017 - May 4, 2018

REALTA EQUITIES, INC.

CRD#: 23769

Mt. Pleasant, SC

Past

June 17, 2014 - June 29, 2017

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

MOUNT PLEASANT, SC

Past

April 4, 2013 - June 29, 2017

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

MOUNT PLEASANT, SC

Past

October 8, 2012 - March 4, 2013

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

DANIEL ISLAND, SC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

South Carolina
(5/1/2018)

IAR

South Carolina
(5/1/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/29/2014

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/14/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/5/2012

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

VERITAS WEALTH MANAGEMENT LLC

CRD#: 289046 / SEC#:

South Carolina

Registered Investment Advisory firm - (1/19/2018 Approved)

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Contact information

Main Address

5900 Core Rd. Suite 201, Charleston, SC 29406

Mailing Address

Phone number

(843) 408-0611

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	127
AUM (Assets Under Management)	$ 25,774,066

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

SEC / JURISDICTION	REPORTING STATUS	EFFECTIVE DATE
South Carolina	ERA - Withdrawn	1/4/2019

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kairene A. Holgate

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kairene Amber Holgate's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORTUNE FINANCIAL SERVICES, INC.

VERITAS WEALTH MANAGEMENT LLC

REALTA INVESTMENT ADVISORS, INC

REALTA EQUITIES, INC.

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

SECURIAN FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/29/2014

Series 63

Date: 12/14/2012

SIE

Date: 10/1/2018

Series 7

Date: 10/5/2012

FINRA

Current Firm

VERITAS WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Exempt reporting advisers

Red Flags

Company Information

VERITAS WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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