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AB

Alfredo Banuelos

ATLAS FINANCIAL
Dublin, CA
Some features on this profile are disabled
CRD#: 5572634
AB
Alfredo BanuelosATLAS FINANCIAL

Professional summary

Alfredo Banuelos, who also goes by Alfredo Banuelos Jr, Alfredo Banuelos, is a registered financial advisor currently at ATLAS FINANCIAL LLC located in Dublin, California.

Alfredo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Alfredo has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Always Fiduciary

Aliases

Alfredo Banuelos Jr | Alfredo Banuelos

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Entity Name: AK13 LLC Investment related: No Address: Private Residence Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 09/19/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This LLC was created for the sole purpose to register my rental property under it. There will be no other purpose or use for this LLC. Entity Name: Alfredo Banuelos Investment related: No Address: Vancouver, WA 98685 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 12/18/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Single family residence rental property. Entity Name: BRM 16 LLC Investment related: No "Address: 6775 GOLDEN GATE DR APT 248 DUBLIN, CA 94568" Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 06/07/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This LLC was created for the sole purpose to register my rental property under it. There will be no other purpose or use for this LLC. Entity Name: BRM 132 LLC Investment related: No "Address: 6775 GOLDEN GATE DR APT 248 DUBLIN, CA 94568" Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 06/07/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This LLC was created for the sole purpose to register my rental property under it. There will be no other purpose or use for this LLC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alfredo Banuelos's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 20, 2026 - Present

ATLAS FINANCIAL LLC

RIA
CRD#: 334246
Dublin, CA
Past

August 29, 2013 - July 29, 2026

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
CASTRO VALLEY, CA
Past

October 1, 2012 - July 29, 2026

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
CASTRO VALLEY, CA
Past

May 2, 2009 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
SAN RAMON, CA
Past

April 22, 2009 - May 2, 2009

WAMU INVESTMENTS, INC.

BD
CRD#: 599
LIVERMORE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(7/20/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/27/2013
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 8/18/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/5/2013
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 4/21/2009
Investment Company Products/Variable Contracts Representative Examination

Current Firm

AF
ATLAS FINANCIAL LLC
ATLAS FINANCIAL LLC | ATLAS FINANCIAL, LLC

CRD#: 334246 / SEC#:

California
Registered Investment Advisory firm - (2/18/2025 Approved)
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Contact information

Main Address
1453 Downer Street Suite A, Oroville, CA 95965
Mailing Address
Phone number
(530) 589-2515
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts413
AUM (Assets Under Management)$ 43,485,266

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ATLAS FINANCIAL LLC

CRD#: 334246Dublin, CA

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