David C. Kwun
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Choi Kwun, who also goes by David C Kwun, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2008. David had worked at 3 firms and has passed the Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 2017 - April 22, 2020
DELTAONE CAPITAL MANAGEMENT, LLC
January 28, 2014 - April 14, 2015
PIONEER ADVISORS, LLC
November 17, 2008 - November 17, 2011
HSBC SECURITIES (USA) INC.
State Registrations and Notice Filings
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Exams
Current Firm
DELTAONE CAPITAL MANAGEMENT, LLC
CRD#: 288131 / SEC#:
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
