Michael Abeshaus

TCI WEALTH ADVISORS

FLAGSTAFF, AZ 86001

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CRD#: 5572046

Professional summary

Michael Abeshaus MD, CFP®, who also goes by Michael Abeshaus Dr., is a registered financial advisor currently at TCI WEALTH ADVISORS, INC. located in Flagstaff, Arizona.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Michael has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Abeshaus Dr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Since 5/2018, Member and part owner of 3BP!, LLC which owns a commercial real estate building located at 4031 Sunrise Drive Tucson, AZ. Duties include attending meetings to deal with building maintenance and rental. Approximately 5 hours per month is devoted to this entity, none of the time during security trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Abeshaus MD's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

January 21, 2009 - Present

TCI WEALTH ADVISORS, INC.

Office #1: 150 W. Dale Avenue Suite 1, Flagstaff, AZ 86001

RIA

CRD#: 107373

FLAGSTAFF, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TCI WEALTH ADVISORS, INC.

CRD#: 107373 / SEC#: 801-37083

RIA

Registered Investment Advisory firm - (8/30/1990 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(1/21/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/24/2008

Uniform Investment Adviser Law Examination

Current Firm

TCI WEALTH ADVISORS, INC.

CRD#: 107373 / SEC#: 801-37083

RIA

Registered Investment Advisory firm - (8/30/1990 Approved)

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Contact information

Main Address

4011 East Sunrise Drive, Tucson, AZ 85718

Mailing Address

Phone number

(520) 733-1477

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (38 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/21/2025)

Regulatory assets under management

Total Number of Accounts	11,010
AUM (Assets Under Management)	$ 4,527,183,704

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/08/2025	Cover Page	Report
08/23/2024	Cover Page	Report
10/30/2023	Cover Page	Report
12/22/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael Abeshaus

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Abeshaus MD's CRS (Customer Relationship Summary).

Certified licenses

Experience

TCI WEALTH ADVISORS, INC.

Primary Firm SEC Registration

TCI WEALTH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/24/2008

Current Firm

TCI WEALTH ADVISORS, INC.

Contact information

SEC notice filing (38 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TCI WEALTH ADVISORS, INC.

TRUST BUT VERIFY

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