Christopher D. Machen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher David Machen, who also goes by Christopher Machen, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2008. Christopher had worked at 6 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 2018 - April 29, 2019
VENTURE.CO BROKERAGE SERVICES LLC
October 10, 2013 - August 31, 2016
HSBC SECURITIES (USA) INC.
May 31, 2011 - July 15, 2013
BARCLAYS CAPITAL INC.
July 31, 2009 - June 10, 2011
RBC CAPITAL MARKETS, LLC
October 1, 2008 - June 12, 2009
J.P. MORGAN SECURITIES LLC
September 8, 2008 - October 1, 2008
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
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Exams
Current Firm
VENTURE.CO BROKERAGE SERVICES LLC
CRD#: 173924 / SEC#: , 8-69560
Contact information
Documents
Red Flags
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