Andrew M. Machata

SEMPER WEALTH MANAGEMENT LLC

Oviedo, FL

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CRD#: 5571853

Professional summary

Andrew Michael Machata, CFP®, who also goes by Andrew M Machata, is a registered financial advisor currently at SEMPER WEALTH MANAGEMENT LLC located in Oviedo, Florida.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Andrew has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrew M Machata

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Andrew Michael Machata: Owner and Managing Member of Vestergy LLC located at 873 White Rose Way, Oviedo, FL 32765, the business is investment related. Nature of Business: Vestergy is eventually going to offer more comprehensive services to RIAs. For now it will be a financial education provider and newsletter company. The topics of focus will be financial planning, investment ideas (not personalized financial or investment advice, but generic investment ideas/lists). Additionally, it will discuss the impact of AI technologies on the market, financial planning, and new and existing businesses. . Start Date: 9/5/2020. 12 hours per month devoted to Vestergy. 4 hours spent during securities trading hours. Responsibilities: Developing business plan, researching software technologies, creating, editing and distributing newsletter, video and social media content.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Michael Machata's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

October 31, 2019 - Present

SEMPER WEALTH MANAGEMENT LLC

RIA

CRD#: 305094

Oviedo, FL

Past

March 4, 2015 - January 11, 2019

SCHWAB WEALTH ADVISORY, INC.

RIA

CRD#: 159035

ORLANDO, FL

Past

February 27, 2015 - January 11, 2019

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Orlando, FL

Past

December 13, 2012 - February 20, 2015

HARRISDIRECT LLC

RIA

CRD#: 42159

ORLANDO, FL

Past

November 19, 2012 - February 20, 2015

E*TRADE SECURITIES LLC

CRD#: 29106

ORLANDO, FL

Past

June 6, 2011 - November 26, 2012

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

ORLANDO, FL

Past

May 26, 2011 - November 26, 2012

UBS FINANCIAL SERVICES INC.

CRD#: 8174

ORLANDO, FL

Past

December 2, 2008 - May 31, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

ORLANDO, FL

Past

November 5, 2008 - May 31, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

ORLANDO, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/31/2019)

IAR

Texas
(8/13/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/26/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/4/2008

General Securities Representative Examination

Current Firm

SEMPER WEALTH MANAGEMENT LLC

CRD#: 305094 / SEC#:

Florida

Registered Investment Advisory firm - (10/31/2019 Approved)

Louisiana

Registered Investment Advisory firm - (12/31/2024 Terminated)

Texas

Registered Investment Advisory firm - (7/13/2021 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Oviedo, FL

Mailing Address

Phone number

(407) 308-0575

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	58
AUM (Assets Under Management)	$ 8,268,640

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew M. Machata

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Michael Machata's CRS (Customer Relationship Summary).

Certified licenses

Experience

SCHWAB WEALTH ADVISORY, INC.

CHARLES SCHWAB & CO., INC.

HARRISDIRECT LLC

E*TRADE SECURITIES LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 11/26/2008

SIE

Date: 10/1/2018

Series 7

Date: 11/4/2008

Current Firm

SEMPER WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SEMPER WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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