Albert Daniel Souza
CFP®Professional Summary
Albert Daniel Souza, CFP®, who also goes by Al Souza, Albert Souza, is a registered financial advisor currently at COMPASS FINANCIAL MANAGEMENT LLC located in Seattle, Washington. Albert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Albert has worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Al Souza, Albert Souza
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
17 years in the financial services industry
Current & Past Employments
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Current Firm
BURGESS WEALTH ADVISORY | ZODA FINANCIAL | THEUS WEALTH ADVISORS | TEXAS RETIREMENT STRATEGIES | SOUZA WEALTH MANAGEMENT | NATURE COAST CAPITAL | MY ROADMAP ADVISOR | MOWERY CAPITAL | MICHAEL LEE STRATEGY | MARKOWSKI INVESTMENTS HOLDING CORPORATION | MARKOWSKI BROTHERS HOLDING CORPORATION | KELLY INVESTMENT ADVISORS | KDH FINANCIAL | JOHN DANIELS CPA | INTELLIVISOR FAMILY OFFICE | INDEPENDENCE MONEY | FORTIFIED WEALTH MANAGEMENT | EXECUTIVE FINANCIAL SERVICES, INC. | DMK ADVISOR GROUP | DISE WEALTH MANAGEMENT | COMPASS FINANCIAL MANAGEMENT LLC
Contact Information
Main Address
2422 W. Sunset Drive, Tampa, FL 33629Phone Number
(813) 597-6400# of Employees
33SEC notice filing (23 States and Territories)
Registered to provide investment advisory services in 23 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
3,799AUM (Assets Under Management)
$893,836,789Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
BURGESS WEALTH ADVISORY | ZODA FINANCIAL | THEUS WEALTH ADVISORS | TEXAS RETIREMENT STRATEGIES | SOUZA WEALTH MANAGEMENT | NATURE COAST CAPITAL | MY ROADMAP ADVISOR | MOWERY CAPITAL | MICHAEL LEE STRATEGY | MARKOWSKI INVESTMENTS HOLDING CORPORATION | MARKOWSKI BROTHERS HOLDING CORPORATION | KELLY INVESTMENT ADVISORS | KDH FINANCIAL | JOHN DANIELS CPA | INTELLIVISOR FAMILY OFFICE | INDEPENDENCE MONEY | FORTIFIED WEALTH MANAGEMENT | EXECUTIVE FINANCIAL SERVICES, INC. | DMK ADVISOR GROUP | DISE WEALTH MANAGEMENT | COMPASS FINANCIAL MANAGEMENT LLC
State Registrations and Notice Filings
(7/18/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Dec 2008About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Albert Daniel Souza's CRS (Customer Relationship Summary).
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