AC
Amber A. Creighton
J.H. DARBIE & CO.
New York, NY 10005
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CRD#: 5571028
AC
Professional summary
Amber Alicia Creighton is a registered financial professional currently at J.H. DARBIE & CO., INC. located in New York, New York.
Amber is registered as a RR (Registered Representative) and started their career in finance in 2008. Amber has worked at 9 firms and has passed the Series 66, Series 79TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of the Other Business: www.thetravelingfitmommy.com Investment Related: No Address of Business: N/A, website Nature of Business: Travel Writing Position: Writer Title: Writer Relationship with the Business: Writer for the website Start Date of Relationship: 02/01/2018 Approximate Hours/Month: 4 Approximate Trading Hours/Month: 0 Duties: Writer articles that emphasize traveling with young children Name of the Other Business: 187 Warrant St. Condominium Association Board Investment Related: No Address of Business: 187 Warren Street, Jersey City, NJ, 07302 Nature of Business: Board Position Position: Board Member Title: Board Member Relationship with the Business: Member at large Start Date of Relationship: 04/08/2019 Approximate Hours/Month: 4 Approximate Trading Hours/Month: 0 Duties: Voting on association proposals for maintenance, rules, and other matters as may come up. Name of the Other Business:Flex Your Strength Fan Club Investment Related: No Address of Business: N/A, website: https://ur-strong-fan-club.myshopify.com Nature of Business: Fitness Apparel Position: Brand Ambassador Title: Brand Ambassador Relationship with the Business: Brand Ambassador Start Date of Relationship: 04/08/2019 Approximate Hours/Month: 1 Approximate Trading Hours/Month: 0 Duties: Brand ambassador for active wear. Name of the Other Business:Flex Your Strength Fan Club Investment Related: No Address of Business: N/A, website: https://ur-strong-fan-club.myshopify.com Nature of Business: Fitness Apparel Position: Brand Ambassador Title: Brand Ambassador Relationship with the Business: Brand Ambassador Start Date of Relationship: 04/08/2019 Approximate Hours/Month: 1 Approximate Trading Hours/Month: 0 Duties: Brand ambassador for active wear. Name of the Other Business: Journalist, TV Personality Investment Related: No Address of Business: 187 Warren Street, Apt.410, Jersey City, NJ, 07302 Nature of Business: Entertainment Journalism Position: Interviewer Title: On-air personality Relationship with the Business: Independent Contractor Start Date of Relationship: 09/14/2019 Approximate Hours/Month: 5 Approximate Trading Hours/Month: 0 Duties: Interview designers and business people. Name of the other business: Vestech Securities, Inc. Investment related: Yes Address of other business: 187 Warren Street, Apt.410, Jersey City, NJ, 07302 Nature of the other business: Broker Dealer Position/title/or relationship: Financial Representative Start date: 05/2018 Approximate number of hours/months: 160 Approximate number of hours/months during trading hours: 160 Duties: Financial Representative
CRS (Client Relationship Summary) - BD
Click below to view Amber Alicia Creighton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 24, 2025 - Present
J.H. DARBIE & CO., INC.
Office #1: 48 Wall St., Suite 1206., New York, NY 10005RIA
BD
CRD#: 43520
New York, NY
Past
September 5, 2024 - June 25, 2025
CATHAY SECURITIES, INC.
BD
CRD#: 21821
NEW YORK, NY
Past
December 6, 2023 - August 26, 2024
KINGSWOOD CAPITAL PARTNERS, LLC
BD
CRD#: 288898
New York, NY
Past
March 20, 2022 - December 7, 2023
MIT ASSOCIATES, LLC
BD
CRD#: 121171
TIBURON, CA
Past
June 13, 2019 - March 21, 2022
VESTECH ASSET MANAGEMENT INC.
RIA
CRD#: 285685
Jersey City, NJ
Past
May 14, 2018 - March 21, 2022
VESTECH SECURITIES, INC.
BD
CRD#: 41409
New York City, NY
Past
February 23, 2018 - November 1, 2018
WATTS CAPITAL PARTNERS LLC
RIA
CRD#: 149049
NEW YORK, NY
Past
September 4, 2009 - March 7, 2016
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
JERSEY CITY, NJ
Past
August 28, 2009 - March 7, 2016
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
JERSEY CITY, NJ
Past
December 22, 2008 - August 12, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
NEW YORK, NY
Past
September 18, 2008 - August 12, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New Jersey(7/2/2025)
RR
New York(7/3/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 8/2/2024
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
JD
J.H. DARBIE & CO., INC.
J.H. DARBIE & CO., INC. | J.H. DARBIE ADVISORY
CRD#: 43520 / SEC#: , 8-50335
Arizona
Registered Investment Advisory firm - SEC (7/3/2024 Approved)New Jersey
Registered Investment Advisory firm - SEC (1/7/2008 Approved)New York
Registered Investment Advisory firm - SEC (1/7/2008 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
48 Wall St., Suite 1206. Suite 1206, New York, NY 10005
Mailing Address
48 Wall St., Suite 1206. C/o Robert Rabinowitz, New York, NY 10005
Phone number
(212) 269-7271
Established
New York since 06/03/1997
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees
5
FINRA licenses (46 States and Territories)
0
Disclosures
| Regulatory Event | 10 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
