Rafik D. Fouad
FIRST PACIFIC FINANCIAL
PORTLAND, OR 97204
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CRD#: 5570947
Professional summary
Rafik Daniel Fouad, CFP® is a registered financial advisor currently at FIRST PACIFIC FINANCIAL, INC. located in Portland, Oregon.
Rafik is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Rafik has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
YWCA Clark County; Portfolio Committee Member; Investment related: Yes; 3609 Main St Vancouver WA 98663 USA;YWCA Clark County provides services to victims of domestic violence & sexual assault. They also provide early childhood education & support to foster youth aging out of the system. ; Duties: I translate the goals and needs for withdrawal of the organization to the investment advisor identifying/implementing/and monitoring the investment allocation for the various investment accounts associated with the organization. ; 2019-04-19; Hours per month devoted to business during trading hours: 1.5; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 0; YWCA Finance Committee; Finance Committee Member; Investment related: No; 3609 Main St Vancouver WA 98663 USA; The YWCA Clark County provides services to victims of domestic violence & sexual assault. They also provide early childhood education and assist foster youth as they age out of the system. ; Duties: I assist in reviewing the financial statements and assist in identifying relevant information/trends to the board of directors.; 2014-06-01; Hours per month devoted to business during trading hours: 1.5; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 0; Investment Committee; SSMO; Is the business investment related: No; Location of the business: 4440 SW 148th Ave Beaverton OR 97078 USA; Description of the business: The Sisters of St. Mary of Oregon campus is located in Beaverton, OR. The campus is home to the Sisters and their sponsored ministries: SSMO Ministries Corporation, SSMO Foundation, Maryville, Valley Catholic Music School and Valley Catholic School.; Responsibilities Duties: Assist the sisters in working with their investment advisor. ; Start date with business: 2023-11-15; Hours per month devoted to business during trading hours: 1; Hours per month devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 0; Planned Giving Committee Member; PeaceHealth; Is the business investment related: Yes; Location of the business: 1115 SE 164th Ave, Vancouver WA 98683 Washington; Description of the business: PeaceHealth is a catholic hospital system. ; Responsibilities Duties: Assist in the development and execution of the organizations planned giving strategy & communications. ; Start date with business: 2023-10-20; Hours per month devoted to business during trading hours: 2; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 0;
CRS (Client Relationship Summary) - RIA
Click below to view Rafik Daniel Fouad's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
September 1, 2016 - Present
FIRST PACIFIC FINANCIAL, INC.
Office #1: 811 Sw 6th Avenue Suite 1000, Portland, OR 97204Office #2: 610 Esther Street Suite 100, Vancouver, WA 98660RIA
CRD#: 284736
PORTLAND, OR
Past
June 10, 2014 - December 31, 2017
KMS FINANCIAL SERVICES, INC.
RIA
CRD#: 3866
VANCOUVER, WA
Past
June 10, 2014 - December 31, 2017
KMS FINANCIAL SERVICES, INC.
BD
CRD#: 3866
VANCOUVER, WA
Past
June 25, 2012 - May 14, 2014
MORGAN STANLEY
RIA
CRD#: 149777
VANCOUVER, WA
Past
June 25, 2012 - May 14, 2014
MORGAN STANLEY
BD
CRD#: 149777
VANCOUVER, WA
Past
October 6, 2008 - June 13, 2012
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
BEAVERTON, OR
Past
September 11, 2008 - June 13, 2012
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
BEAVERTON, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FP
FIRST PACIFIC FINANCIAL, INC.
FIRST PACIFIC FINANCIAL | TODD R.E. STRYKER, CFP, INC. | FIRST PACIFIC FINANCIAL, INC.
CRD#: 284736 / SEC#: 801-108251
RIA
Registered Investment Advisory firm - (8/17/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Oregon(3/11/2024)
IAR
Washington(9/1/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
FP
FIRST PACIFIC FINANCIAL, INC.
FIRST PACIFIC FINANCIAL | TODD R.E. STRYKER, CFP, INC. | FIRST PACIFIC FINANCIAL, INC.
CRD#: 284736 / SEC#: 801-108251
RIA
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Contact information
Main Address
610 Esther Street Suite 100, Vancouver, WA 98660
Mailing Address
Phone number
(360) 254-2585
Established
Firm type
Fiscal year end
# of Employees
31
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,785 |
| AUM (Assets Under Management) | $ 1,512,115,778 |
Red Flags
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