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BM

Benjamin M. Mcnett

SCHWAB WEALTH ADVISORY
Orlando, FL 32810
Some features on this profile are disabled
CRD#: 5570925
BM

Professional summary

Benjamin Marcus Mcnett, who also goes by Ben Marcus Mcnett, Benjamin M Mcnett, Benjamin Marcus Mcnett, Benjamin Mcnett, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Orlando, Florida and CHARLES SCHWAB & CO., INC. located in Orlando, Florida.

Benjamin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Benjamin has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Ben Marcus Mcnett | Benjamin M Mcnett | Benjamin Marcus Mcnett | Benjamin Mcnett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Marcus Mcnett's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 25, 2025 - Present

SCHWAB WEALTH ADVISORY, INC.

Office #1: 1991 Summit Park Drive, Orlando, FL 32810
RIA
CRD#: 159035
Orlando, FL
Current

January 29, 2025 - Present

CHARLES SCHWAB & CO., INC.

Office #1: 1991 Summit Park Drive, Orlando, FL 32810
RIA
BD
CRD#: 5393
Orlando, FL
Past

August 15, 2023 - January 24, 2025

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
TAMPA, FL
Past

June 30, 2023 - January 24, 2025

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
TAMPA, FL
Past

July 29, 2022 - April 19, 2023

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
SARASOTA, FL
Past

April 29, 2021 - April 19, 2023

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
SARASOTA, FL
Past

September 3, 2009 - June 11, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
PONTE VEDRA BEACH, FL
Past

August 25, 2009 - June 11, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
PONTE VEDRA BEACH, FL
Past

August 11, 2008 - July 27, 2009

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
JACKSONVILLE, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA
Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(8/5/2025)
RR
Alaska
(8/5/2025)
RR
Arizona
(8/5/2025)
RR
Arkansas
(8/5/2025)
RR
California
(8/5/2025)
RR
Colorado
(8/5/2025)
RR
Connecticut
(8/5/2025)
RR
Delaware
(8/5/2025)
RR
District of Columbia
(8/5/2025)
RR
Florida
(1/29/2025)
IAR
Florida
(2/25/2025)
RR
Georgia
(8/5/2025)
RR
Hawaii
(8/5/2025)
RR
Idaho
(8/5/2025)
RR
Illinois
(8/5/2025)
RR
Indiana
(8/5/2025)
RR
Iowa
(8/5/2025)
RR
Kansas
(8/5/2025)
RR
Kentucky
(8/5/2025)
RR
Louisiana
(8/5/2025)
RR
Maine
(8/5/2025)
RR
Maryland
(8/5/2025)
RR
Massachusetts
(8/5/2025)
RR
Michigan
(8/5/2025)
RR
Minnesota
(8/5/2025)
RR
Mississippi
(8/5/2025)
RR
Missouri
(8/5/2025)
RR
Montana
(8/5/2025)
RR
Nebraska
(8/5/2025)
RR
Nevada
(8/5/2025)
RR
New Hampshire
(8/5/2025)
RR
New Jersey
(8/5/2025)
RR
New Mexico
(8/5/2025)
RR
New York
(8/5/2025)
RR
North Carolina
(8/5/2025)
RR
North Dakota
(8/5/2025)
RR
Ohio
(8/5/2025)
RR
Oklahoma
(8/5/2025)
RR
Oregon
(8/5/2025)
RR
Pennsylvania
(8/5/2025)
RR
Puerto Rico
(8/5/2025)
RR
Rhode Island
(8/5/2025)
RR
South Carolina
(8/5/2025)
RR
South Dakota
(8/5/2025)
RR
Tennessee
(8/5/2025)
RR
Texas
(6/19/2025)
RR
Utah
(8/5/2025)
RR
Vermont
(8/5/2025)
RR
Virgin Islands
(8/5/2025)
RR
Virginia
(8/5/2025)
RR
Washington
(8/5/2025)
RR
West Virginia
(8/5/2025)
RR
Wisconsin
(8/5/2025)
RR
Wyoming
(8/5/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/23/2022
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/4/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/5/2009
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 8/8/2008
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/11/2023
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 10
Date: 2/4/2012
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 1/16/2012
General Securities Sales Supervisor - Options Module Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA
Registered Investment Advisory firm - (12/9/2011 Approved)
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Contact information

Main Address
9800 Schwab Way, Lone Tree, CO 80124
Mailing Address
Phone number
(415) 667-7000
Established
Firm type
Fiscal year end
# of Employees
1,042

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (12/11/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035Orlando, FL 32810

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