Rhett J. Carter
Professional summary
Rhett J. Carter, who also goes by Rhett J Carter, Rhett James Alan Carter Mr., Rhett James Alan Carter, Rhett Carter, is a registered financial advisor currently at HEIGHTS INVESTMENT PARTNERS, LLC located in Houston, Texas.
Rhett is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Rhett has worked at 3 firms and has passed the Series 66, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Rhett J. Carter's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 21, 2016 - Present
HEIGHTS INVESTMENT PARTNERS, LLC
Office #1: 3415 Mercer St Suite F., Houston, TX 77027March 4, 2011 - January 15, 2013
TUDOR, PICKERING, HOLT & CO. SECURITIES, LLC
November 10, 2008 - February 18, 2011
UBS FINANCIAL SERVICES INC.
September 15, 2008 - February 18, 2011
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/28/2016)
(9/21/2016)
Exams
Current Firm
HEIGHTS INVESTMENT PARTNERS, LLC
CRD#: 284688 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 113 |
| AUM (Assets Under Management) | $ 95,579,412 |
Red Flags
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