JP
Jelveh Pedraza
CAVU WEALTH MANAGEMENT
New Braunfels, TX
Some features on this profile are disabled
CRD#: 5570561
JP
Professional summary
Jelveh Pedraza, who also goes by Jelveh Pedraza Mrs., is a registered financial advisor currently at CAVU WEALTH MANAGEMENT located in New Braunfels, Texas.
Jelveh is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Jelveh has worked at 5 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jelveh Pedraza Mrs.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of Outside Business or Organization: Palizban Pedraza Wealth Advisors, Address: New Braunfels, TX, Title: Private Wealth Advisor & Sr. Portfolio Manager, Description of Business or Organization: Financial, Description of Duties or Responsibilities: Investment Advisor Representative, Start Date: 04/2019, Hours Devoted to OBA Monthly: Jelveh Pedraza is a co-branded Advisor Representative of CAVU Wealth Management who conducts her advisory business under the DBA name of Palizban Pedraza Wealth Advisors. She spends 100% of her time on this activity during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Jelveh Pedraza's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 28, 2020 - Present
CAVU WEALTH MANAGEMENT
RIA
CRD#: 299089
New Braunfels, TX
Past
January 16, 2015 - May 13, 2020
LAUREL WEALTH ADVISORS, INC.
RIA
CRD#: 157139
Oceanside, CA
Past
March 1, 2011 - January 16, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
CARLSBAD, CA
Past
February 25, 2011 - January 16, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
CARLSBAD, CA
Past
June 1, 2009 - March 1, 2011
MORGAN STANLEY
RIA
CRD#: 149777
CARLSBAD, CA
Past
June 1, 2009 - March 1, 2011
MORGAN STANLEY
BD
CRD#: 149777
CARLSBAD, CA
Past
November 20, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
CARLSBAD, CA
Past
September 29, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
CARLSBAD, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CAVU WEALTH MANAGEMENT
CAVU WEALTH MANAGEMENT | CAVU WEALTH MANAGEMENT INC.
CRD#: 299089 / SEC#: 801-129732
RIA
Registered Investment Advisory firm - (3/22/2024 Approved)Arizona
Registered Investment Advisory firm - (4/16/2024 Terminated)California
Registered Investment Advisory firm - (5/16/2024 Terminated)Idaho
Registered Investment Advisory firm - (4/16/2024 Terminated)Montana
Registered Investment Advisory firm - (4/29/2024 Terminated)Texas
Registered Investment Advisory firm - (4/16/2024 Terminated)Washington
Registered Investment Advisory firm - (5/16/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(4/28/2020)
IAR
Texas(6/28/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CW
CAVU WEALTH MANAGEMENT
CAVU WEALTH MANAGEMENT | CAVU WEALTH MANAGEMENT INC.
CRD#: 299089 / SEC#: 801-129732
RIA
Registered Investment Advisory firm - (3/22/2024 Approved)Arizona
Registered Investment Advisory firm - (4/16/2024 Terminated)California
Registered Investment Advisory firm - (5/16/2024 Terminated)Idaho
Registered Investment Advisory firm - (4/16/2024 Terminated)Montana
Registered Investment Advisory firm - (4/29/2024 Terminated)Texas
Registered Investment Advisory firm - (4/16/2024 Terminated)Washington
Registered Investment Advisory firm - (5/16/2024 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
10001 Maine Ave, Lakeside, CA 92040
Mailing Address
Phone number
(858) 360-7800
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 859 |
| AUM (Assets Under Management) | $ 174,988,843 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
