Kent W. Learoyd
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kent William Learoyd was a registered financial professional .
Kent is a previously registered financial professional and started their career in finance in 2009. Kent had worked at 2 firms and has passed the Series 63 and Series 38 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 2011 - May 16, 2012
NCP NORTHLAND CAPITAL PARTNERS (USA) INC.
July 3, 2009 - May 3, 2010
WELLINGTON WEST CAPITAL MARKETS (USA) INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 38
Date: 7/2/2009
Canada Module of the General Securities Registered Representative (Without Options Questions)Current Firm
NCP NORTHLAND CAPITAL PARTNERS (USA) INC.
CRD#: 154234 / SEC#: , 8-68619
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
