Rossy M. Solano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rossy Maria Solano was a registered financial professional .
Rossy is a previously registered financial professional and started their career in finance in 2008. Rossy had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 9, 2009 - June 26, 2012
BISCAYNE CAPITAL
August 17, 2009 - March 29, 2010
LATAM INVESTMENTS, LLC
January 9, 2009 - April 30, 2009
UBS INTERNATIONAL INC.
September 5, 2008 - April 30, 2009
UBS INTERNATIONAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BISCAYNE CAPITAL
CRD#: 148502 / SEC#: 801-69668
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
