Ryan M. Floyd

WEST PACES ADVISORS

Atlanta, GA 30327

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CRD#: 5569532

Professional summary

Ryan Michael Floyd, CFP® is a registered financial advisor currently at WEST PACES ADVISORS, INC. located in Atlanta, Georgia.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Ryan has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Michael Floyd's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

May 15, 2020 - Present

WEST PACES ADVISORS, INC.

Office #1: 3284 Northside Parkway, N.w. Suite 485, Atlanta, GA 30327

RIA

CRD#: 175512

Atlanta, GA

Past

July 30, 2010 - August 23, 2013

OSAIC FA, INC.

RIA

CRD#: 3978

ATLANTA, GA

Past

January 1, 2010 - August 23, 2013

OSAIC FA, INC.

CRD#: 3978

ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEST PACES ADVISORS, INC.

WEST PACES ADVISORS, INC. | WEST PACES ADVISORS, LLC

CRD#: 175512 / SEC#: 801-96230

RIA

Registered Investment Advisory firm - (5/13/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(5/15/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/28/2010

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 12/28/2009

General Securities Representative Examination

Current Firm

WEST PACES ADVISORS, INC.

WEST PACES ADVISORS, INC. | WEST PACES ADVISORS, LLC

CRD#: 175512 / SEC#: 801-96230

RIA

Registered Investment Advisory firm - (5/13/2015 Approved)

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Contact information

Main Address

3284 Northside Parkway, N.w. Suite 485, Atlanta, GA 30327

Mailing Address

Phone number

(404) 478-3030

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WEST PACES ADVISORS, INC. BROCHURE (2/17/2025)

Regulatory assets under management

Total Number of Accounts	815
AUM (Assets Under Management)	$ 927,912,566

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ryan M. Floyd

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Michael Floyd's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEST PACES ADVISORS, INC.

OSAIC FA, INC.

OSAIC FA, INC.

Primary Firm SEC Registration

WEST PACES ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/28/2010

Series 7

Date: 12/28/2009

Current Firm

WEST PACES ADVISORS, INC.

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEST PACES ADVISORS, INC.

TRUST BUT VERIFY

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