Mark W. Livesay

THE CAPITAL MANAGEMENT

Glen Allen, VA 23060

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CRD#: 5569340

Professional summary

Mark Woodward Livesay, who also goes by Mark Livesay, is a registered financial advisor currently at THE CAPITAL MANAGEMENT CORPORATION located in Glen Allen, Virginia.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Mark has worked at 2 firms and has passed the Series 86, Series 87 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark Livesay

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Woodward Livesay's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 24, 2010 - Present

THE CAPITAL MANAGEMENT CORPORATION

Office #1: 4101 Cox Road Suite 110, Glen Allen, VA 23060

RIA

CRD#: 112242

Glen Allen, VA

Past

September 8, 2008 - March 8, 2010

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

RICHMOND, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE CAPITAL MANAGEMENT CORPORATION

CAPITAL MANAGEMENT CORP | THE CAPITAL MANAGEMENT CORPORATION | CMC | CAPITAL MANAGEMENT CORPORATION

CRD#: 112242 / SEC#: 801-13252

RIA

Registered Investment Advisory firm - (9/26/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(9/12/2012)

IAR

Virginia
(6/24/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 86

Date: 10/9/2008

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 87

Date: 10/9/2008

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 9/5/2008

General Securities Representative Examination

Current Firm

THE CAPITAL MANAGEMENT CORPORATION

CAPITAL MANAGEMENT CORP | THE CAPITAL MANAGEMENT CORPORATION | CMC | CAPITAL MANAGEMENT CORPORATION

CRD#: 112242 / SEC#: 801-13252

RIA

Registered Investment Advisory firm - (9/26/1977 Approved)

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Contact information

Main Address

4101 Cox Road Suite 110, Glen Allen, VA 23060

Mailing Address

Phone number

(804) 270-4000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CMC FIRM BROCHURE FORM ADV PARTS 2A & B (6/12/2025)

Regulatory assets under management

Total Number of Accounts	643
AUM (Assets Under Management)	$ 710,138,571

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mark W. Livesay

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Woodward Livesay's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE CAPITAL MANAGEMENT CORPORATION

STIFEL, NICOLAUS & COMPANY, INCORPORATED

Primary Firm SEC Registration

THE CAPITAL MANAGEMENT CORPORATION

State Registrations and Notice Filings

Exams

Series 86

Date: 10/9/2008

Series 87

Date: 10/9/2008

Series 7

Date: 9/5/2008

Current Firm

THE CAPITAL MANAGEMENT CORPORATION

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE CAPITAL MANAGEMENT CORPORATION

TRUST BUT VERIFY

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