Kevin Ryan Lao
CFP®Professional Summary
Kevin Ryan Lao, CFP® is a registered financial advisor currently at IMAGINE FINANCIAL SECURITY LLC located in Chattanooga, Tennessee. Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Kevin has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- Education Funding
- Retirement Planning
- Risk Management & Insurance
- Business Services
- Investment Management
- Social Security & Medicare Planning
- Health Care & Long-Term Care Planning
- Tax Planning
- Estate & Legacy Planning
- Financial Planning
Specializations
Biography
He is married to Jessica, and they have three boys together; Tristan, Julian and Jackson. They have three rescue dogs; Achilles, Nelly and Guinness. When Kevin has spare time, he loves to spend it with family on adventures locally and abroad, enjoys golfing, fishing, cooking, and watching sports. He also is passionate about helping youth at risk, which is why he joined Big Brothers and Big Sisters as a Big Brother, and is a member...
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
Direct
(xxx) xxx-xxxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
18 years in the financial services industry
Current & Past Employments
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Current Firm
IMAGINE FINANCIAL SECURITY LLC | IMAGINE FINANCIAL SECURITY, LLC
Contact Information
Main Address
1100 Market Street Suite 600, Chattanooga, TN 37402Phone Number
(904) 323-2069# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
160AUM (Assets Under Management)
$56,351,808Similar Advisors
OSAIC WEALTH, INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(1/29/2021)
(11/6/2024)
(10/3/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Aug 2008About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Kevin Ryan Lao's CRS (Customer Relationship Summary).
Services Offered by Kevin
- Education Funding
- Retirement Planning
- Risk Management & Insurance
- Business Services
- Investment Management
- Social Security & Medicare Planning
- Health Care & Long-Term Care Planning
- Tax Planning
- Estate & Legacy Planning
- Financial Planning
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OSAIC WEALTH, INC.
