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KD

Katherine Dimascolo

BEACON FINANCIAL PLANNING
HYANNIS, MA 02601
Some features on this profile are disabled
CRD#: 5569104
KD
Katherine DimascoloBEACON FINANCIAL PLANNING

Professional summary

Katherine Dimascolo, who also goes by Katherine Marie Dimascolo, Katherine Sherman, is a registered financial advisor currently at BEACON FINANCIAL PLANNING, INC located in Hyannis, Massachusetts.

Katherine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Katherine has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

Katherine Marie Dimascolo | Katherine Sherman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Licensed insurance agent; Not investment-related; 540 Main Street, Suite 14, Hyannis, MA, 02601; License maintained for insurance recommendations; No activity conducted; 0 hours per month, 0 during trading hours. 2) Sunapeek; Not investment-related; New London, NH. 03257; Rental Property; Property Owner; 10/11/2024; 4 hours per month; 0 during trading hours; Own the property and approve or deny rental inquiries

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katherine Dimascolo's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 27, 2026 - Present

BEACON FINANCIAL PLANNING, INC

Office #1: 540 Main Street Suite 14, Hyannis, MA 02601
RIA
CRD#: 175372
HYANNIS, MA
Past

October 4, 2023 - April 9, 2026

OSAIC INSTITUTIONS, INC.

RIA
CRD#: 35371
MARSTONS MILLS, MA
Past

September 25, 2023 - April 9, 2026

OSAIC INSTITUTIONS, INC.

BD
CRD#: 35371
MARSTONS MILLS, MA
Past

July 27, 2018 - September 19, 2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
HYANNIS, MA
Past

March 14, 2011 - September 19, 2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
HYANNIS, MA
Past

March 30, 2010 - February 3, 2011

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
PROVIDENCE, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BF
BEACON FINANCIAL PLANNING, INC
BEACON FINANCIAL PLANNING OF CAPE COD | BEACON FINANCIAL PLANNING, INC | BEACON FINANCIAL PLANNING OF CAPE COD, INC.

CRD#: 175372 / SEC#: 801-113811

RIA
Registered Investment Advisory firm - (8/10/2018 Approved)
Florida
Registered Investment Advisory firm - (8/16/2018 Terminated)
Massachusetts
Registered Investment Advisory firm - (8/16/2018 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Massachusetts
(7/27/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/26/2018
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 1/28/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/29/2010
General Securities Representative Examination

Current Firm

BF
BEACON FINANCIAL PLANNING, INC
BEACON FINANCIAL PLANNING OF CAPE COD | BEACON FINANCIAL PLANNING, INC | BEACON FINANCIAL PLANNING OF CAPE COD, INC.

CRD#: 175372 / SEC#: 801-113811

RIA
Registered Investment Advisory firm - (8/10/2018 Approved)
Florida
Registered Investment Advisory firm - (8/16/2018 Terminated)
Massachusetts
Registered Investment Advisory firm - (8/16/2018 Terminated)
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Contact information

Main Address
540 Main Street Suite 14, Hyannis, MA 02601
Mailing Address
Phone number
(508) 790-7039
Established
Firm type
Fiscal year end
# of Employees
9

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BEACON FINANCIAL PLANNING OF CAPE COD - FORM ADV 2A-2B (3/11/2026)

Regulatory assets under management

Total Number of Accounts954
AUM (Assets Under Management)$ 397,111,083

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BEACON FINANCIAL PLANNING, INC

CRD#: 175372Hyannis, MA 02601

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