Scott H. Chacon
Professional summary
Scott Henry Chacon, who also goes by Scott Henry Chacon, Scott Chacon, is a registered financial professional currently at INTREPID INVESTMENT BANKERS LLC located in Los Angeles, California.
Scott is registered as a RR (Registered Representative) and started their career in finance in 2012. Scott has worked at 5 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Scott Henry Chacon's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 24, 2025 - Present
INTREPID INVESTMENT BANKERS LLC
Office #1: 11755 Wilshire Blvd. Suite 2150 And 2200, Los Angeles, CA 90025June 23, 2021 - February 28, 2025
DELOITTE CORPORATE FINANCE LLC
September 10, 2019 - July 9, 2021
WELLS FARGO CLEARING SERVICES, LLC
February 14, 2018 - August 19, 2019
FOCALPOINT SECURITIES, LLC
September 27, 2012 - April 15, 2014
WELLS FARGO SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/24/2025)
Exams
FINRA
Current Firm
INTREPID INVESTMENT BANKERS LLC
CRD#: 154801 / SEC#: , 8-68674
Contact information
FINRA licenses (9 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUFG AMERICAS HOLDINGS CORPORATION | DIRECT OWNER | |
| BAGDASARIAN, EDUARD | CEO | 1307175 |
| FREEDMAN, JAMES BARRY | MANAGING DIRECTOR, CHAIRMAN | 1616904 |
| MILKMAN, PAUL DAVID | CHIEF INFORMATION SECURITY OFFICER | 1564708 |
| MORIN, STACEY LYNN | CHIEF FINANCIAL OFFICER | 5649422 |
| ROSENBERG, W MICHAEL | SENIOR MANAGING DIRECTOR | 1617639 |
| SCANDURA, STEPHEN THOMAS | CHIEF COMPLIANCE OFFICER | 4539229 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
