Emily S. Provost

INVESCO ADVISERS

DOWNERS GROVE, IL 60515

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CRD#: 5568579

Professional summary

Emily Smith Provost, who also goes by Emily Smith, is a registered financial advisor currently at INVESCO ADVISERS, INC. located in Downers Grove, Illinois and INVESCO DISTRIBUTORS, INC. located in Downers Grove, Illinois.

Emily is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Emily has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Emily Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

S.E. GROSS PARENT TEACHER ORGANIZATION (PTO); NOT INVESTMENT RELATED; 3524 MAPLE AVE, BROOKFIELD, IL 60513, USA; STRENGTHEN AND ENHANCE THE EDUCATION AND SOCIAL ENVIRONMENT AT S.E. GROSS MIDDLE SCHOOL; TREASURER; START: 09/2025; 3-5 HRS/MO, NOT DURING TRADING HOURS; MAINTAIN ACCURATE AND UP-TO-DATE FINANCIAL RECORDS. MONITOR INCOME AND EXPENSES TO ENSURE ALIGNMENT WITH THE APPROVED BUDGET. RECONCILE BANK STATEMENTS MONTHLY. PREPARE THE ANNUAL BUDGET IN COLLABORATION WITH THE EXECUTIVE BOARD. PRESENT BUDGET UPDATES AND FINANCIAL REPORTS AT PTO MEETINGS. OVERSEE COLLECTION AND DISBURSEMENT OF FUNDS. DEPOSIT FUNDS PROMPTLY AND MANAGE PETTY CASH IF APPLICABLE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Emily Smith Provost's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 18, 2018 - Present

INVESCO ADVISERS, INC.

Office #1: 3500 Lacy Road Suite 700, Downers Grove, IL 60515

RIA

CRD#: 105360

DOWNERS GROVE, IL

Current

April 18, 2018 - Present

INVESCO DISTRIBUTORS, INC.

Office #1: 3500 Lacey Road Suite 700, Downers Grove, IL 60515

CRD#: 7369

Downers Grove, IL

Past

April 13, 2016 - September 15, 2016

IMST DISTRIBUTORS, LLC

CRD#: 130745

Wheaton, IL

Past

October 1, 2015 - April 18, 2018

BROOKSTONE CAPITAL MANAGEMENT LLC

RIA

CRD#: 141413

WHEATON, IL

Past

January 23, 2013 - March 3, 2014

GUGGENHEIM DISTRIBUTORS, LLC

CRD#: 40805

LISLE, IL

Past

March 12, 2010 - August 18, 2015

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

CRD#: 39805

chicago, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INVESCO ADVISERS, INC.

INVESCO ADVISERS, INC. | INVESCO, INC | INVESCO INSTITUTIONAL (N.A.), INC.

CRD#: 105360 / SEC#: 801-33949

RIA

Registered Investment Advisory firm - (12/30/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(4/18/2018)

IAR

Texas
(4/18/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/1/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/11/2010

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/4/2011

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

INVESCO ADVISERS, INC.

INVESCO ADVISERS, INC. | INVESCO, INC | INVESCO INSTITUTIONAL (N.A.), INC.

CRD#: 105360 / SEC#: 801-33949

RIA

Registered Investment Advisory firm - (12/30/1988 Approved)

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Contact information

Main Address

1331 Spring Street Nw Suite 2500, Atlanta, GA 30309

Mailing Address

11 Greenway Plaza Suite 1000, Houston, TX 77046

Phone number

(404) 892-0896

Established

Firm type

Fiscal year end

# of Employees

2,872

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INVESCO ADVISERS, INC. FIRM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	61,236
AUM (Assets Under Management)	$ 756,881,223,229

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/27/2024	Cover Page	Report
10/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Emily S. Provost

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Emily Smith Provost's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVESCO DISTRIBUTORS, INC.

IMST DISTRIBUTORS, LLC

BROOKSTONE CAPITAL MANAGEMENT LLC

GUGGENHEIM DISTRIBUTORS, LLC

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

Primary Firm SEC Registration

INVESCO ADVISERS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/1/2015

SIE

Date: 10/1/2018

Series 7

Date: 3/11/2010

Series 24

Date: 8/4/2011

FINRA

Current Firm

INVESCO ADVISERS, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

INVESCO ADVISERS, INC.

TRUST BUT VERIFY

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