Karin S. Wise
Professional summary
Karin Simone Wise, who also goes by Karin Simone Rael, Karin Simone Sirael, Karen Wise, Karin S Wise, Karin Simone Wise Ms, is a registered financial advisor currently at WISE ASSET MANAGEMENT L.L.C. located in Oceanside, California.
Karin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Karin has worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Karin Simone Wise's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 14, 2022 - Present
WISE ASSET MANAGEMENT L.L.C.
January 3, 2018 - March 31, 2022
LIFEPRO ASSET MANAGEMENT
July 27, 2015 - December 31, 2017
"TATE ASSET MANAGEMENT" AND "DCO WEALTH MANAGEMENT"
June 10, 2011 - May 29, 2012
LPL FINANCIAL LLC
September 17, 2008 - October 29, 2008
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/14/2022)
Exams
Current Firm
WISE ASSET MANAGEMENT L.L.C.
CRD#: 318614 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 10 |
| AUM (Assets Under Management) | $ 1,940,514 |
Red Flags
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