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SR

Shibahn S. Rodda

HIGHLAND CAPITAL MANAGEMENT
Memphis, TN 38120
Some features on this profile are disabled
CRD#: 5568398
SR

Professional summary

Shibahn Singh Rodda, who also goes by Shibahn Kirin Guerre, Shibahn Rodda, Shibahn Kirin Singh, is a registered financial advisor currently at HIGHLAND CAPITAL MANAGEMENT, LLC located in Memphis, Tennessee.

Shibahn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Shibahn has worked at 4 firms and has passed the Series 65, Series 63, Series 52TO, Series 79TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Shibahn Kirin Guerre | Shibahn Rodda | Shibahn Kirin Singh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shibahn Singh Rodda's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 24, 2026 - Present

HIGHLAND CAPITAL MANAGEMENT, LLC

Office #1: 850 Ridge Lake Blvd Suite 205, Memphis, TN 38120
RIA
CRD#: 104842
Memphis, TN
Past

August 10, 2015 - February 13, 2026

CANTOR FITZGERALD & CO.

BD
CRD#: 134
MEMPHIS, TN
Past

December 17, 2013 - August 3, 2015

KGS-ALPHA CAPITAL MARKETS, L.P.

BD
CRD#: 151705
MEMPHIS, TN
Past

October 1, 2008 - December 16, 2013

VINING-SPARKS IBG, LLC

BD
CRD#: 27502
MEMPHIS, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HC
HIGHLAND CAPITAL MANAGEMENT, LLC
HIGHLAND CAPITAL MANAGEMENT CORP | HIGHLAND CAPITAL MANAGMENT, LLC | HIGHLAND CAPITAL MANAGEMENT, LLC

CRD#: 104842 / SEC#: 801-8762

RIA
Registered Investment Advisory firm - (7/21/1972 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Tennessee
(2/24/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/19/2026
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/9/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/29/2008
General Securities Representative Examination

Current Firm

HC
HIGHLAND CAPITAL MANAGEMENT, LLC
HIGHLAND CAPITAL MANAGEMENT CORP | HIGHLAND CAPITAL MANAGMENT, LLC | HIGHLAND CAPITAL MANAGEMENT, LLC

CRD#: 104842 / SEC#: 801-8762

RIA
Registered Investment Advisory firm - (7/21/1972 Approved)
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Contact information

Main Address
850 Ridge Lake Blvd Suite 205, Memphis, TN 38120
Mailing Address
Phone number
(901) 761-9500
Established
Firm type
Fiscal year end
# of Employees
21

SEC notice filing (11 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

HIGHLAND CAPITAL MANAGEMENT LLC MARCH 2024 (3/13/2025)

Regulatory assets under management

Total Number of Accounts1,042
AUM (Assets Under Management)$ 3,539,134,473

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
06/27/2025
Cover Page
Report
07/29/2024
Cover Page
Report
11/15/2023
Cover Page
Report
08/22/2023
Cover Page
Report
08/25/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HIGHLAND CAPITAL MANAGEMENT, LLC

CRD#: 104842Memphis, TN 38120

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