Stephen D. Esposito

ACCRETIVE WEALTH PARTNERS

Parsippany, NJ 07054

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CRD#: 5568332

Professional summary

Stephen Dino Esposito, CFP®, who also goes by Stephen D Esposito, Stephen Esposito, Steve Dino Esposito, is a registered financial advisor currently at ACCRETIVE WEALTH PARTNERS, LLC located in Parsippany, New Jersey.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Stephen has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stephen D Esposito | Stephen Esposito | Steve Dino Esposito

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Dino Esposito's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

February 8, 2019 - Present

ACCRETIVE WEALTH PARTNERS, LLC

Office #1: 1 Gatehall Drive Suite 207, Parsippany, NJ 07054

RIA

CRD#: 299544

Parsippany, NJ

Past

January 19, 2018 - December 26, 2018

MUTUAL SECURITIES, INC.

CRD#: 13092

Parsippany, NJ

Past

January 15, 2014 - January 19, 2018

LPL FINANCIAL LLC

CRD#: 6413

PARSIPPANY, NJ

Past

February 25, 2011 - January 11, 2019

MACRO CONSULTING GROUP

RIA

CRD#: 108755

PARSIPPANY, NJ

Past

October 29, 2009 - February 15, 2012

SII INVESTMENTS, INC.

CRD#: 2225

PARSIPPANY, NJ

Past

July 28, 2008 - October 16, 2009

NEW ENGLAND SECURITIES

CRD#: 615

FAIRFIELD, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ACCRETIVE WEALTH PARTNERS, LLC

CRD#: 299544 / SEC#: 801-117780

RIA

Registered Investment Advisory firm - (12/10/2019 Approved)

Louisiana

Registered Investment Advisory firm - (12/17/2019 Terminated)

New Jersey

Registered Investment Advisory firm - (12/31/2019 Terminated)

Texas

Registered Investment Advisory firm - (12/17/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(2/8/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/24/2010

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/22/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/9/2010

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/26/2008

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ACCRETIVE WEALTH PARTNERS, LLC

CRD#: 299544 / SEC#: 801-117780

RIA

Registered Investment Advisory firm - (12/10/2019 Approved)

Louisiana

Registered Investment Advisory firm - (12/17/2019 Terminated)

New Jersey

Registered Investment Advisory firm - (12/31/2019 Terminated)

Texas

Registered Investment Advisory firm - (12/17/2019 Terminated)

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Contact information

Main Address

1 Gatehall Drive Suite 207, Parsippany, NJ 07054

Mailing Address

Phone number

(973) 970-2627

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ACCRETIVE WELATH PARTNERS FORM ADV - PART 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts	627
AUM (Assets Under Management)	$ 401,589,800

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stephen D. Esposito

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Dino Esposito's CRS (Customer Relationship Summary).

Certified licenses

Experience

MUTUAL SECURITIES, INC.

LPL FINANCIAL LLC

MACRO CONSULTING GROUP

SII INVESTMENTS, INC.

NEW ENGLAND SECURITIES

Primary Firm SEC Registration

ACCRETIVE WEALTH PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/24/2010

Series 63

Date: 9/22/2008

SIE

Date: 10/1/2018

Series 7

Date: 3/9/2010

Series 6

Date: 7/26/2008

Current Firm

ACCRETIVE WEALTH PARTNERS, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ACCRETIVE WEALTH PARTNERS, LLC

TRUST BUT VERIFY

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