Frank T. Wickham
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Tanner Wickham, who also goes by Tanner Wickham, was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 2008. Frank had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 79, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 4, 2015 - February 28, 2018
EASTGATE SECURITIES, LLC
July 25, 2014 - August 13, 2015
THE BENCHMARK COMPANY, LLC
May 27, 2014 - July 21, 2014
REALTA EQUITIES, INC.
October 27, 2010 - May 23, 2014
JOHN CARRIS INVESTMENTS LLC
July 25, 2008 - November 11, 2010
THINKEQUITY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EASTGATE SECURITIES, LLC
CRD#: 146671 / SEC#: , 8-67837
Contact information
FINRA licenses (23 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
