AW
Amanda L. Williams
J. W. COLE ADVISORS
Pittsford, NY 14534
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CRD#: 5568057
AW
Professional summary
Amanda L. Williams, who also goes by Amanda Lynn Alfaro, Amanda Lynn Champlin, Amanda L Williams, is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Pittsford, New York and J.W. COLE FINANCIAL, INC. located in Pittsford, New York.
Amanda is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Amanda has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Amanda Lynn Alfaro | Amanda Lynn Champlin | Amanda L Williams
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) DBA - Champlin & Associates; investment related; advisor - start date 3/2016; 179 Sully's Trail Suite 305, Pittsford, NY 14534; insurance brokerage; 26-40 hours per month, all during trading. (2) Fixed insurance; not investment related; agent - start date 3/2016; 179 Sully's Trail Suite 305, Pittsford, NY 14534; sales & services of fixed insurance products including life, health, accident, disability & LTC; 140 hours per month, all during trading. (3) Home Start Hope; Not investment related; PO Box 858, Webster, NY 14580; Board Chair (President); Run monthly board meetings, work closely with the CEO to help with the mission of Home Start Hope, prepare agendas, etc.; Start 3/12/2024; 0 hours during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Amanda L. Williams's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 20, 2021 - Present
J. W. COLE ADVISORS, INC.
Office #1: 179 Sully's Trail Suite 301 302 & 304, Pittsford, NY, 14534RIA
CRD#: 112294
Pittsford, NY
Current
February 16, 2021 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 179 Sully's Trail Suite 305, Pittsford, NY 14534BD
CRD#: 124583
Pittsford, NY
Past
October 17, 2016 - February 17, 2021
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
ROCHESTER, NY
Past
April 1, 2016 - February 17, 2021
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
ROCHESTER, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/3/2024)
RR
California(2/16/2021)
RR
Colorado(2/16/2021)
RR
Florida(2/16/2021)
RR
Massachusetts(2/16/2021)
RR
Minnesota(2/22/2021)
RR
Montana(2/16/2021)
RR
New York(2/16/2021)
IAR
New York(2/20/2021)
RR
North Carolina(2/16/2021)
RR
Pennsylvania(8/24/2023)
RR
South Carolina(2/16/2021)
RR
Texas(2/16/2021)
IAR
Texas(10/22/2025)
RR
Virginia(2/16/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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Company Information
J. W. COLE ADVISORS, INC.
CRD#: 112294Pittsford, NY 14534TRUST BUT VERIFY
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