Shawn M. Leayman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shawn Michael Leayman was a registered financial professional .
Shawn is a previously registered financial professional and started their career in finance in 2008. Shawn had worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2017 - August 24, 2017
G.F. INVESTMENT SERVICES, LLC
July 10, 2015 - December 31, 2016
PACKERLAND BROKERAGE SERVICES, INC.
January 29, 2015 - May 5, 2015
QUESTAR CAPITAL CORPORATION
February 29, 2012 - June 19, 2014
PARK AVENUE SECURITIES LLC
February 24, 2010 - September 6, 2011
WELLS FARGO CLEARING SERVICES, LLC
September 29, 2008 - December 10, 2009
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
G.F. INVESTMENT SERVICES, LLC
CRD#: 132939 / SEC#: , 8-66659
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
