Ryan Michael Gray
Professional Summary
Ryan Michael Gray, who also goes by Ryan M Gray, Ryan Gray, is a registered financial advisor currently at ASIO CAPITAL LLC located in Lexington, Kentucky. Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Ryan has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ryan M Gray, Ryan Gray
Similar Advisors
ABRI LLC
RAYMOND JAMES FINANCIAL SERVICES, INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
ABRI LLC
RAYMOND JAMES FINANCIAL SERVICES, INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
ABRI LLC
RAYMOND JAMES FINANCIAL SERVICES, INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
ABRI LLC
RAYMOND JAMES FINANCIAL SERVICES, INC.
Years of Experience
18 years in the financial services industry
Current & Past Employments
Similar Advisors
ABRI LLC
RAYMOND JAMES FINANCIAL SERVICES, INC.
Current Firm
ASIO CAPITAL LLC | PIN OAK CAPITAL LLC
Contact Information
Main Address
220 Lexington Green Circle Suite 420, Lexington, KY 40503Phone Number
(859) 785-4130# of Employees
7SEC notice filing (9 States and Territories)
Registered to provide investment advisory services in 9 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
700AUM (Assets Under Management)
$805,087,065Similar Advisors
ABRI LLC
RAYMOND JAMES FINANCIAL SERVICES, INC.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
ABRI LLC
RAYMOND JAMES FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
ASIO CAPITAL LLC | PIN OAK CAPITAL LLC
State Registrations and Notice Filings
(5/3/2021)
(8/28/2018)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
ABRI LLC
RAYMOND JAMES FINANCIAL SERVICES, INC.
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Michael Gray's CRS (Customer Relationship Summary).
Similar Advisors
ABRI LLC
RAYMOND JAMES FINANCIAL SERVICES, INC.
