EL
Eric M. Light
HUB INVESTMENT PARTNERS
Austin, TX 78746
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CRD#: 5566451
EL
Professional summary
Eric Michael Light is a registered financial advisor currently at HUB INVESTMENT PARTNERS, LLC located in Austin, Texas.
Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Eric has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
#1 TK Clinic LLC. Not investment related. Austin, TX. Position: Owner. Nature: Therapy business with focus on ketamine assisted therapy. My spouse is employed as a nurse of the business and will be investing as joint owner with me. Start: 11/1/2023. Hours a month:10. Hours during trading:0. #2 Pickard Fulshear LLC. Not investment related. Crosby, TX. Position: Board Member. Nature: The LLC is a holding company for property - consisting primarily of raw land. There are no associated operations or ongoing activities regarding the property. Expectation is the property will be disposed of and the LLC will be dissolved. Start: 1/29/2023. Hours a month:2. Hours during trading:0.
CRS (Client Relationship Summary) - RIA
Click below to view Eric Michael Light's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 4, 2022 - Present
HUB INVESTMENT PARTNERS, LLC
Office #1: 900 S. Capital Of Tx Highway Suite 350, Austin, TX 78746RIA
CRD#: 307956
Austin, TX
Past
July 3, 2020 - December 31, 2021
HUB INVESTMENT PARTNERS, LLC
RIA
CRD#: 307956
AUSTIN, TX
Past
November 15, 2019 - December 8, 2020
TCG ADVISORS, LP
RIA
CRD#: 112685
AUSTIN, TX
Past
February 9, 2010 - December 31, 2011
MERRILL LYNCH GOVERNMENT SECURITIES INC.
BD
CRD#: 19693
NEW YORK, NY
Past
February 9, 2010 - May 21, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
September 17, 2009 - November 1, 2010
BANC OF AMERICA SECURITIES LLC
BD
CRD#: 26091
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HUB INVESTMENT PARTNERS, LLC
AFS FINANCIAL GROUP | VERIPAX WEALTH MANAGEMENT | TCG ADVISORY SERVICES, LLC | TCG ADVISORS, LLC A HUB INTERNATIONAL COMPANY | TCG ADVISORS | HUB INVESTMENT PARTNERS, LLC | HUB ADVISOR CONNECT | FULL SUITE WEALTH | BRIDGECREEK INVESTMENT MANAGEMENT | AGAPE INVESTMENT ADVISORS, LLC
CRD#: 307956 / SEC#: 801-118346
RIA
Registered Investment Advisory firm - (4/1/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(1/4/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
HUB INVESTMENT PARTNERS, LLC
AFS FINANCIAL GROUP | VERIPAX WEALTH MANAGEMENT | TCG ADVISORY SERVICES, LLC | TCG ADVISORS, LLC A HUB INTERNATIONAL COMPANY | TCG ADVISORS | HUB INVESTMENT PARTNERS, LLC | HUB ADVISOR CONNECT | FULL SUITE WEALTH | BRIDGECREEK INVESTMENT MANAGEMENT | AGAPE INVESTMENT ADVISORS, LLC
CRD#: 307956 / SEC#: 801-118346
RIA
Registered Investment Advisory firm - (4/1/2020 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
900 S. Capital Of Tx Highway Suite 350, Austin, TX 78746
Mailing Address
Phone number
(512) 600-5390
Established
Firm type
Fiscal year end
# of Employees
144
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,633 |
| AUM (Assets Under Management) | $ 8,979,977,344 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 04/29/2025 | ||
| 01/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
