AG
Aaron M. Gabrielian
RBC CAPITAL MARKETS
Easton, MD 21601-3120
Some features on this profile are disabled
CRD#: 5565991
AG
Professional summary
Aaron Michael Gabrielian, CFP® is a registered financial advisor currently at RBC CAPITAL MARKETS, LLC located in Easton, Maryland.
Aaron is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Aaron has worked at 4 firms and has passed the Series 66, SIE, Series 31, Series 7, Series 9 and Series 10 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) RENTAL PROPERTY; ADDRESS: 11801 ROCKVILLE PIKE, UNIT 1610 NORTH BETHESDA, MD 20852; BUSINESS DESCRIPTION: RENTAL PROPERTY; NOT INVESTMENT RELATED; START DATE: 02/28/2018; CAPACITY: OWNER-PASSIVE; DUTIES: GENERAL OVERSIGHT; HOURS DEVOTED PER MONTH: NONE; HOURS DEVOTED (2)Name of Business: AMG Properties, LLC Business Description: LLC designed to hold existing rental property. Business is investment-related: (yes or no) Address: 8531 Doncaster RD Easton, MD 21601 Capacity: Owner - Passive Start Date: 01/01/19 Duties: Collecting rent Responding to fixing items when requested by tenant. Hours devoted per month: 0 Hours devoted during securities hours per month: 0 (3) Address - 200 South Cross Street, P.O. Box 524 Chestertown, MD 21620 Business Description - Our Vision: An informed and inspired community that acts to restore and preserve the Chesapeake Bay. Business is not investment related Projected Start Date: 03/01/20 Capacity: Board of Directors Duties Performed: Less than one hour per week. Hours Devoted to this OBA Per Month: 0 Hours Devoted to this OBA during business hours: 0 (4) NAME: UM Shore Regional Health Non-Investment related ADDRESS: 219 S Washington Street Easton, MD 21601 Nature of OBA: Hospital Position/Title/Relationship: Committee/Council Member (not associated with the Board of Directors) Start Date: 07/01/22 Time Devoted: 15 Minutes Per Week; 0 hours during securities trading time Duties: Participate in one Call/WebEx per month with other members of the Finance Committee. (5) NAME OF ENTITY: Mid-Shore Community Foundation ADDRESS: 102 East Dover Street Easton, MD 21601 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Nonprofit organization focused on helping local community CAPACITY: Board of Directors START DATE: 07/01/22 DUTIES: Meet with other organization Directors and Investment Committee members throughout the year to help provide insights and input on helping our local community. HOURS DEVOTED PER MONTH: 0.25 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (6) NAME OF ENTITY: University Of Maryland Shore Regional Health, Inc. ADDRESS: Remote INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE:01/09/2025 CAPACITY: Board of Directors DUTIES: Board of Directors - Chair of Finance Committee HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
CRS (Client Relationship Summary) - RIA
Click below to view Aaron Michael Gabrielian's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Aaron Michael Gabrielian's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Experience
Current
March 10, 2015 - Present
RBC CAPITAL MARKETS, LLC
Office #1: 30 Goldsborough Street Suite 200, Easton, MD 21601-3120RIA
BD
CRD#: 31194
Easton, MD
Current
March 10, 2015 - Present
RBC CAPITAL MARKETS, LLC
Office #1: 30 Goldsborough Street Suite 200, Easton, MD 21601-3120RIA
BD
CRD#: 31194
Easton, MD
Past
December 20, 2012 - March 2, 2015
M HOLDINGS SECURITIES, INC.
BD
CRD#: 43285
BETHLEHEM, PA
Past
November 27, 2012 - March 6, 2015
MFP STRATEGIES
RIA
CRD#: 109437
BETHLEHEM, PA
Past
October 22, 2009 - November 27, 2012
MORGAN STANLEY
RIA
CRD#: 149777
LUTHERVILLE, MD
Past
September 30, 2009 - November 27, 2012
MORGAN STANLEY
BD
CRD#: 149777
LUTHERVILLE, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RC
RBC CAPITAL MARKETS, LLC
DAIN RAUSCHER INC | REGIONAL OPERATIONS GROUP, INC. | RBC WEALTH MANAGEMENT | RBC DAIN RAUSCHER INC. | RBC DAIN RAUSCHER | RBC CORRESPONDENT SERVICES | RBC CLEARING AND CUSTODY | RBC CAPITAL MARKETS, LLC | RBC CAPITAL MARKETS CORPORATION | RBC ADVISOR SERVICES | INTERRA CLEARING SERVICES, INC. | DAIN RAUSCHER INCORPORATED
CRD#: 31194 / SEC#: 801-13059, 8-45411
RIA
Registered Investment Advisory firm - SEC (6/2/1977 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/13/2022)
RR
Alaska(7/11/2019)
RR
Arizona(5/18/2023)
RR
California(3/10/2015)
RR
Colorado(3/21/2023)
RR
Connecticut(6/14/2018)
RR
Delaware(3/20/2015)
RR
District of Columbia(8/18/2017)
RR
Florida(3/20/2015)
RR
Georgia(3/20/2015)
RR
Illinois(6/29/2016)
RR
Indiana(1/18/2024)
RR
Iowa(12/17/2019)
RR
Maryland(3/10/2015)
IAR
Maryland(3/10/2015)
RR
Massachusetts(5/3/2016)
RR
Minnesota(6/21/2023)
RR
Montana(5/3/2022)
RR
Nevada(4/22/2020)
RR
New Jersey(3/20/2015)
RR
New Mexico(3/10/2025)
RR
New York(3/20/2015)
RR
North Carolina(3/20/2015)
RR
Ohio(8/14/2020)
RR
Oregon(3/20/2015)
RR
Pennsylvania(3/10/2015)
RR
Rhode Island(11/7/2019)
RR
South Carolina(3/20/2015)
RR
Tennessee(7/24/2018)
RR
Texas(3/10/2015)
IAR
Texas(3/10/2015)
RR
Vermont(6/11/2015)
RR
Virginia(3/20/2015)
RR
Washington(1/24/2024)
RR
Wyoming(12/16/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
RC
RBC CAPITAL MARKETS, LLC
DAIN RAUSCHER INC | REGIONAL OPERATIONS GROUP, INC. | RBC WEALTH MANAGEMENT | RBC DAIN RAUSCHER INC. | RBC DAIN RAUSCHER | RBC CORRESPONDENT SERVICES | RBC CLEARING AND CUSTODY | RBC CAPITAL MARKETS, LLC | RBC CAPITAL MARKETS CORPORATION | RBC ADVISOR SERVICES | INTERRA CLEARING SERVICES, INC. | DAIN RAUSCHER INCORPORATED
CRD#: 31194 / SEC#: 801-13059, 8-45411
RIA
Registered Investment Advisory firm - SEC (6/2/1977 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
200 Vesey St., New York, NY 10281
Mailing Address
250 Nicollet Mall Suite 1600, Minneapolis, MN 55401
Phone number
(612) 371-2811
Established
Minnesota since 11/01/2010
Firm type
Limited Liability Company
Fiscal year end
October
Firm Size
Large
# of Employees
8,476
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RBC USA HOLDCO CORPORATION | DIRECT OWNER | |
| CARLESIMO, PAUL ADAM | CHIEF COMPLIANCE OFFICER, RBC CAPITAL MARKETS - U.S. | 4718504 |
| ESPENAK, KRISTEN ELIZABETH | CHIEF RISK OFFICER, USA | 5570750 |
| GIEGERICH, ROBERT ARTHUR | PRINCIPAL FINANCIAL OFFICER | 5736294 |
| GLASSMAN, DORJE TSERING | CO-HEAD OF U.S. CAPITAL MARKETS LAW GROUP | 6568226 |
| LISCHIN, MATTHEW CODY | CO-HEAD OF U.S. CAPITAL MARKETS LAW GROUP | 4974723 |
| O'CONNOR, SEAN WALTER | CHIEF COMPLIANCE OFFICER, RBC WEALTH MANAGEMENT - U.S. | 6578918 |
| PENN, JOHN CHRISTOPHER | GENERAL COUNSEL | 5135403 |
| SAGISSOR, THOMAS STEVEN | PRESIDENT OF RBC WEALTH MANAGEMENT | 2429425 |
| SCHREINER, CINDY LOUISE | US WEALTH MANAGEMENT PRINCIPAL OPERATIONS OFFICER | 1470050 |
| SPERDUTO, VITO ANTONIO | DIRECTOR, CEO OF U.S. CAPITAL MARKETS & CHAIRMAN OF THE BOARD | 2524961 |
| THORNE, BRETT LANE | PRESIDENT, RBC CLEARING & CUSTODY | 2523268 |
| THURLOW, JOHN J | CHIEF OPERATING OFFICER | 5726613 |
Regulatory assets under management
| Total Number of Accounts | 477,674 |
| AUM (Assets Under Management) | $ 259,962,335,074 |
Disclosures
| Regulatory Event | 364 |
| Civil Event | 3 |
| Arbitration | 114 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 08/27/2024 | ||
| 09/14/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
