Giuseppe P. Speranza
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Giuseppe Pino Speranza, who also goes by Giuseppe Speranza, Guiseppe Speranza, was a registered financial professional .
Giuseppe is a previously registered financial professional and started their career in finance in 2011. Giuseppe had worked at 5 firms and has passed the Series 63, Series 57TO, Series 7TO, SIE, Series 79 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 8, 2021 - November 23, 2022
CLEAR STREET LLC
October 27, 2020 - October 14, 2022
PRECISION SECURITIES, LLC
March 19, 2015 - August 14, 2015
STORMHARBOUR SECURITIES LP
September 26, 2013 - September 5, 2014
BRICKELL GLOBAL MARKETS, INC.
October 18, 2011 - July 15, 2013
BARCLAYS CAPITAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 4/13/2021
Securities Trader ExamSeries 7TO
Date: 10/27/2020
General Securities Representative ExaminationCurrent Firm
CLEAR STREET LLC
CRD#: 288933 / SEC#: , 8-69972
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CLEAR STREET HOLDINGS LLC | SOLE CLASS A MEMBER | |
| AUSUBEL, ELLI MARK | DIRECTOR | 5715145 |
| COHEN, URIEL EPHRAIM | DIRECTOR | 4089765 |
| HAMMERICH, DALF PAUL | HEAD OF SUPPORT | 4710381 |
| MOCCIA, CHRISTY NOEL | CHIEF COMPLIANCE OFFICER | 4855629 |
| OLIVEIRA, BRIAN | CFO/FINOP/PRINCIPAL FINANCIAL OFFICER | 5371120 |
| SICKLICK, KENNETH | DIRECTOR | 7418830 |
| VOLZ, ANDREW | DIRECTOR, CHIEF EXECUTIVE OFFICER | 4808674 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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