Wes Mccrimmon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wes Mccrimmon was a registered financial professional .
Wes is a previously registered financial professional and started their career in finance in 2008. Wes had worked at 8 firms and has passed the Series 63, Series 66, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 24, 2025 - March 11, 2026
PARALEL DISTRIBUTORS
August 13, 2025 - October 24, 2025
ARBOR COURT CAPITAL, LLC
June 5, 2024 - March 10, 2026
POTOMAC
August 7, 2019 - January 27, 2025
JCG ADVISORY GROUP, LLC
August 30, 2017 - August 26, 2019
LPL FINANCIAL LLC
June 13, 2017 - August 16, 2019
LPL FINANCIAL LLC
April 29, 2014 - August 12, 2015
FS INVESTMENT SOLUTIONS, LLC
June 16, 2010 - April 23, 2014
DWS DISTRIBUTORS, INC.
July 31, 2008 - June 7, 2010
CHASE INVESTMENT SERVICES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 2/5/2026
General Securities Representative ExaminationSeries 6TO
Date: 8/12/2025
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
PARALEL DISTRIBUTORS
CRD#: 316115 / SEC#: , 8-70771
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.