Elvis Beslagic
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elvis Beslagic was a registered financial professional .
Elvis is a previously registered financial professional and started their career in finance in 2010. Elvis had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 11, 2019 - May 17, 2021
FISHER INVESTMENTS
July 20, 2017 - November 19, 2018
TD AMERITRADE, INC.
July 20, 2017 - November 19, 2018
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
July 20, 2017 - November 19, 2018
TD AMERITRADE, INC.
February 1, 2017 - May 25, 2017
J.P. MORGAN SECURITIES LLC
October 1, 2012 - May 25, 2017
J.P. MORGAN SECURITIES LLC
March 10, 2010 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
Primary Firm SEC Registration
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 360,116 |
| AUM (Assets Under Management) | $ 298,729,428,900 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
