Brandon C. Ivy

SAXON FINANCIAL GROUP

Houston, TX 77027

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CRD#: 5565229

Professional summary

Brandon Craig Ivy, CFP® is a registered financial advisor currently at SAXON FINANCIAL GROUP located in Houston, Texas.

Brandon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Brandon has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon Craig Ivy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

June 23, 2023 - Present

SAXON FINANCIAL GROUP

Office #1: 1177 West Loop S Suite 1825, Houston, TX 77027

RIA

CRD#: 311687

Houston, TX

Past

March 11, 2021 - June 21, 2023

LINSCOMB WEALTH, INC.

RIA

CRD#: 106779

The Woodlands, TX

Past

November 17, 2015 - December 31, 2020

LINSCOMB WEALTH, INC.

RIA

CRD#: 106779

The Woodlands, TX

Past

April 11, 2012 - November 5, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

HUMBLE, TX

Past

April 4, 2012 - November 5, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

HUMBLE, TX

Past

July 27, 2009 - March 16, 2012

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

BLAIRSVILLE, GA

Past

July 23, 2009 - March 16, 2012

INVEST FINANCIAL CORPORATION

CRD#: 12984

BLAIRSVILLE, GA

Past

July 30, 2008 - July 23, 2009

FIRST LEGACY SECURITIES, LLC

CRD#: 47079

HIAWASSEE, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAXON FINANCIAL GROUP

ERDIL FINANCIAL GROUP | SAXON INTERESTS, INC. | SAXON FINANCIAL GROUP | LOVE FINANCIAL GROUP

CRD#: 311687 / SEC#: 801-120283

RIA

Registered Investment Advisory firm - (2/9/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/23/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/5/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 11/5/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/29/2008

General Securities Representative Examination

Current Firm

SAXON FINANCIAL GROUP

ERDIL FINANCIAL GROUP | SAXON INTERESTS, INC. | SAXON FINANCIAL GROUP | LOVE FINANCIAL GROUP

CRD#: 311687 / SEC#: 801-120283

RIA

Registered Investment Advisory firm - (2/9/2021 Approved)

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Contact information

Main Address

1177 West Loop S Suite 1825, Houston, TX 77027

Mailing Address

Phone number

(713) 425-5340

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SAXON FINANCIAL GROUP DISCLOSURE BROCHURE (9/30/2025)

Regulatory assets under management

Total Number of Accounts	1,713
AUM (Assets Under Management)	$ 616,477,568

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brandon C. Ivy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon Craig Ivy's CRS (Customer Relationship Summary).

Certified licenses

Experience

LINSCOMB WEALTH, INC.

LINSCOMB WEALTH, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

FIRST LEGACY SECURITIES, LLC

Primary Firm SEC Registration

SAXON FINANCIAL GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 2/5/2009

SIE

Date: 11/5/2015

Series 7

Date: 7/29/2008

Current Firm

SAXON FINANCIAL GROUP

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SAXON FINANCIAL GROUP

TRUST BUT VERIFY

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