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RR

Rodrigo L. Ribeiro

ITAU INTERNATIONAL SECURITIES
Miami, FL 33131
Some features on this profile are disabled
CRD#: 5565222
RR

Professional summary

Rodrigo Lopes Ribeiro, who also goes by Rodrigo Ribeiro, is a registered financial professional currently at ITAU INTERNATIONAL SECURITIES INC. located in Miami, Florida.

Rodrigo is registered as a RR (Registered Representative) and started their career in finance in 2008. Rodrigo has worked at 3 firms and has passed the Series 66, SIE, Series 3 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Rodrigo Ribeiro

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Rodrigo Lopes Ribeiro's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 3, 2013 - Present

ITAU INTERNATIONAL SECURITIES INC.

Office #1: 200 S. Biscayne Blvd. Suite 2200, Miami, FL 33131Office #2: 200 S. Biscayne Blvd. Suite 2200, Miami, FL 33131
RIA
BD
CRD#: 144769
Miami, FL
Past

January 21, 2009 - April 6, 2011

BARCLAYS CAPITAL INC.

RIA
CRD#: 19714
MIAMI, FL
Past

September 22, 2008 - April 6, 2011

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
MIAMI, FL
Past

August 26, 2008 - October 15, 2008

LEHMAN BROTHERS INC.

RIA
CRD#: 7506
MIAMI, FL
Past

August 12, 2008 - September 22, 2008

LEHMAN BROTHERS INC.

BD
CRD#: 7506
MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(1/3/2013)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/25/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 1/21/2010
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 8/11/2008
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

II
ITAU INTERNATIONAL SECURITIES INC.
ITAU EUROPA SECURITIES INC. | ITAU SECURITIES | ITAU INTERNATIONAL SECURITIES INC.

CRD#: 144769 / SEC#: 801-112301, 8-67674

RIA
Registered Investment Advisory firm - SEC (7/22/2022 Terminated)
Florida
Registered Investment Advisory firm - SEC (7/19/2022 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
200 S. Biscayne Blvd. Suite 2200, Miami, FL 33131
Mailing Address
200 S. Biscayne Blvd. Suite 2200, Miami, FL 33131
Phone number
(305) 416-7813
Established
Delaware since 03/08/2007
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
35

FINRA licenses (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
ITAU BBA INTERNATIONAL PLCDIRECT OWNER
AAGESEN, MARCELODIRECTOR - EXECUTIVE REPRESENTATIVE - HEAD OF MARKETS6905674
BALTOVSKI, ALEXANDERPRINCIPAL OPERATIONS OFFICER2350828
BEYRUTI, FERNANDO MATTARDIRECTOR AND CHAIRMAN6629310
BRITO DE LIMA, MARCIOHEAD INVESTOR6954691
COHEN, ALAN MARCELHEAD TRADER6921752
DE OLIVEIRA MARQUES, FERNANDO LUIZHEAD OF COMMERCIAL7861011
GAITAN, SARA CATALINACHIEF COMPLIANCE OFFICER AND ANTI-MONEY LAUNDERING COMPLIANCE OFFICER4733588
GAMBA, THIAGO DA SILVACHIEF COMPLIANCE OFFICER - ITAU PRIVATE BANK MIAMI6622732
GLYNN, MICHAEL GERARDCHIEF FINANCIAL OFFICER, FINOP/PRINCIPAL FINANCIAL OFFICER3219445
MOREIRA, PERCY AUGUSTODIRECTOR4882443

Regulatory assets under management

Total Number of Accounts34
AUM (Assets Under Management)$ 56,559,226

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ITAU INTERNATIONAL SECURITIES INC.

CRD#: 144769Miami, FL 33131

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