Daniel M. Delmoro
Professional summary
Daniel Michael Delmoro, who also goes by Daniel Delmoro, is a registered financial advisor currently at KLINGMAN AND ASSOCIATES, LLC located in New York, New York.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Daniel has worked at 3 firms and has passed the Series 63, SIE, Series 87 and Series 7 exams.
At a Glance
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Michael Delmoro's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 7, 2026 - Present
KLINGMAN AND ASSOCIATES, LLC
Office #1: 120 West 45th Street Suite 3800, New York, NY 10036March 17, 2015 - July 10, 2020
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 10, 2013 - March 16, 2015
DEUTSCHE BANK SECURITIES INC.
Primary Firm SEC Registration
KLINGMAN AND ASSOCIATES, LLC
CRD#: 125618 / SEC#: 801-67783
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/7/2026)
Exams
Current Firm
KLINGMAN AND ASSOCIATES, LLC
CRD#: 125618 / SEC#: 801-67783
Contact information
SEC notice filing (21 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,532 |
| AUM (Assets Under Management) | $ 5,664,692,453 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/01/2025 | ||
| 01/10/2025 | ||
| 01/23/2024 | ||
| 04/27/2023 |
Red Flags
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