Mindy M. Hayes
Professional summary
Mindy Mcduffie Hayes, who also goes by Mindy Mcduffie, is a registered financial professional currently at MICROVENTURE MARKETPLACE INC. located in Austin, Texas.
Mindy is registered as a RR (Registered Representative) and started their career in finance in 2013. Mindy has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mindy Mcduffie Hayes's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 20, 2018 - Present
MICROVENTURE MARKETPLACE INC.
Office #1: 2903 E 2nd St, Austin, TX 78702September 13, 2018 - December 26, 2018
MICROVENTURES INVESTMENT MANAGEMENT LLC
September 21, 2016 - June 21, 2018
BROWN ADVISORY
August 20, 2015 - August 4, 2016
OXBOW ADVISORS, LLC
February 2, 2015 - May 20, 2016
HERNDON PLANT OAKLEY, LTD.
February 2, 2015 - August 4, 2016
HERNDON PLANT OAKLEY, LTD.
January 6, 2014 - August 21, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 4, 2013 - August 21, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/20/2018)
Exams
FINRA
Current Firm
MICROVENTURE MARKETPLACE INC.
CRD#: 152513 / SEC#: , 8-68458
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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