Robert S. Armstrong
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Stillman Armstrong was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2008. Robert had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 14, 2010 - July 8, 2014
USAA FINANCIAL PLANNING SERVICES
May 14, 2010 - July 8, 2014
USAA FINANCIAL ADVISORS, INC.
September 22, 2008 - April 28, 2010
CHARLES SCHWAB & CO., INC.
August 14, 2008 - April 28, 2010
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
