Gerald W. Dobson
Professional summary
Gerald Wayne Dobson JR. is a registered financial professional currently at GREAT PACIFIC SECURITIES located in Costa Mesa, California.
Gerald is registered as a RR (Registered Representative) and started their career in finance in 2009. Gerald has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gerald Wayne Dobson JR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
September 18, 2023 - Present
GREAT PACIFIC SECURITIES
Office #1: 151 Kalmus Drive, Building H8, Costa Mesa, CA 92626June 22, 2012 - September 19, 2023
FIRST LIBERTIES FINANCIAL
June 7, 2011 - March 28, 2012
MPS FIXED INCOME LLC
February 17, 2010 - March 28, 2012
FIRST NEW YORK SECURITIES L.L.C.
June 16, 2009 - January 13, 2010
PALI CAPITAL, INC.
May 8, 2009 - June 23, 2009
PRIVATE EQUITY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/2/2024)
(9/18/2023)
Exams
FINRA
Investors' Exchange LLC
Current Firm
GREAT PACIFIC SECURITIES
CRD#: 29251 / SEC#: , 8-44398
Contact information
FINRA licenses (28 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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