DL
Donald A. Leese
GALLAGHER FIDUCIARY ADVISORS
Baton Rouge, LA 70809
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CRD#: 5564037
DL
Professional summary
Donald Albert Leese II, who also goes by Donald Albert Leese, Don Leese, is a registered financial advisor currently at GALLAGHER FIDUCIARY ADVISORS, LLC located in Baton Rouge, Louisiana and OSAIC WEALTH, INC. located in Baton Rouge, Louisiana.
Donald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Donald has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Donald Albert Leese | Don Leese
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Business Name: Gallagher Fiduciary Advisors Investment Related: Yes Address: 2850 Gold Road, Rolling Meadows, IL 60008 Nature: Investment Consulting Position: Retirement Plan Consultant Start Date: 04/01/2022 Hours Per Month: 140 Hours Per Day: 6 Duties: Retirement plan consulting 2) Business Name: Gallagher Benefit Services Investment Related: Yes Address: 2850 Gold Road, Rolling Meadows, IL 60008 Nature: Retirement Plan Consulting Services Position: Retirement Plan Consultant Start Date: 02/07/2012 Hours Per Month: 40 Hours Per Day: 2 Duties: Retirement plan consulting
CRS (Client Relationship Summary) - RIA
Click below to view Donald Albert Leese II's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 15, 2022 - Present
GALLAGHER FIDUCIARY ADVISORS, LLC
Office #1: 4041 Essen Lane, Suite 100, Baton Rouge, LA 70809RIA
CRD#: 146509
Baton Rouge, LA
Current
August 23, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 4041 Essen Lane, Ste. 400, Baton Rouge, LA 70809RIA
BD
CRD#: 23131
Baton Rouge, LA
Past
March 30, 2022 - August 23, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
Baton Rouge, LA
Past
April 20, 2016 - March 31, 2022
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
BATON ROUGE, LA
Past
July 19, 2013 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
BATON ROUGE, LA
Past
April 23, 2012 - March 31, 2022
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
BATON ROUGE, LA
Past
January 18, 2011 - April 18, 2012
FINANCIAL TELESIS INC
BD
CRD#: 31012
BATON ROUGE, LA
Past
December 6, 2010 - December 10, 2010
FINANCIAL TELESIS INC
BD
CRD#: 31012
SAN RAFAEL, CA
Past
July 9, 2009 - January 18, 2011
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
BATON ROUGE, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GF
GALLAGHER FIDUCIARY ADVISORS, LLC
COMPASS POINT RETIREMENT PLANNING | YANNI PARTNERS, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | RIVERS INVESTMENT GROUP | KUSSKE FINANCIAL MANAGEMENT | INVESTAR ASSET MANAGEMENT | INDEPENDENT FIDUCIARY SERVICES, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | GBS INVESTMENT CONSULTING, LLC | GALLAGHER INVESTMENTS | GALLAGHER FIDUCIARY ADVISORS, LLC | FLAGSTONE WEALTH MANAGEMENT | FINANCIAL CONSULTANTS OF AMERICA
CRD#: 146509 / SEC#: 801-68868
RIA
Registered Investment Advisory firm - (3/17/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/23/2024)
IAR
Louisiana(4/15/2022)
RR
Louisiana(8/23/2024)
RR
Mississippi(8/23/2024)
IAR
Texas(4/18/2022)
RR
Texas(8/23/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GF
GALLAGHER FIDUCIARY ADVISORS, LLC
COMPASS POINT RETIREMENT PLANNING | YANNI PARTNERS, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | RIVERS INVESTMENT GROUP | KUSSKE FINANCIAL MANAGEMENT | INVESTAR ASSET MANAGEMENT | INDEPENDENT FIDUCIARY SERVICES, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | GBS INVESTMENT CONSULTING, LLC | GALLAGHER INVESTMENTS | GALLAGHER FIDUCIARY ADVISORS, LLC | FLAGSTONE WEALTH MANAGEMENT | FINANCIAL CONSULTANTS OF AMERICA
CRD#: 146509 / SEC#: 801-68868
RIA
Registered Investment Advisory firm - (3/17/2008 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2850 Golf Road, Rolling Meadows, IL 60008
Mailing Address
Phone number
(212) 330-1011
Established
Firm type
Fiscal year end
# of Employees
221
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,754 |
| AUM (Assets Under Management) | $ 180,614,282,519 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GALLAGHER FIDUCIARY ADVISORS, LLC
CRD#: 146509Baton Rouge, LA 70809TRUST BUT VERIFY
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