Fausto E. Andrade
Professional summary
Fausto Enrique Andrade, who also goes by Fausto Andrade, Fausto Enrique Andrade Herrera, is a registered financial advisor currently at MISSIONSQUARE RETIREMENT located in Winter Garden, Florida and MISSIONSQUARE INVESTMENT SERVICES located in Washington, District Of Columbia.
Fausto is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Fausto has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Fausto Enrique Andrade's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 1, 2017 - Present
MISSIONSQUARE RETIREMENT
October 27, 2016 - Present
MISSIONSQUARE INVESTMENT SERVICES
Office #1: 777 North Capitol Street, Ne Suite 600, Washington, DC 20002-4240November 30, 2015 - September 13, 2016
ADP BROKER-DEALER, INC.
January 30, 2015 - October 30, 2015
CAPFINANCIAL SECURITIES, LLC.
October 6, 2010 - December 9, 2014
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
September 17, 2008 - March 11, 2010
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
MISSIONSQUARE RETIREMENT
CRD#: 108783 / SEC#: 801-18273
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/27/2016)
(9/1/2017)
Exams
FINRA
Current Firm
MISSIONSQUARE RETIREMENT
CRD#: 108783 / SEC#: 801-18273
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 58,580 |
| AUM (Assets Under Management) | $ 5,959,398,729 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
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