Matthew D. Steffen
Professional summary
Matthew Daryl Steffen is a registered financial professional currently at CTC, LLC located in Chicago, Illinois.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2009. Matthew has worked at 2 firms and has passed the Series 57TO, SIE, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Daryl Steffen's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 28, 2026 - Present
CTC, LLC
Office #1: 425 S. Financial Place 4th Floor, Chicago, IL 60605November 15, 2021 - September 20, 2023
IMC FINANCIAL MARKETS
November 13, 2009 - August 22, 2019
IMC FINANCIAL MARKETS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 11/15/2021
Securities Trader ExamCboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Nasdaq Texas, LLC
Current Firm
CTC, LLC
CRD#: 44597 / SEC#: , 8-50758
Contact information
Documents
Disclosures
| Regulatory Event | 18 |
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Company Information
CTC, LLC
CRD#: 44597Chicago, IL 60605TRUST BUT VERIFY
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