PH
Philip E. Haslett
EQUITYZEN SECURITIES LLC
NEW YORK, NY 10004
Some features on this profile are disabled
CRD#: 5563192
PH
Professional summary
Philip Edward Haslett is a registered financial professional currently at EQUITYZEN SECURITIES LLC located in New York, New York.
Philip is registered as a RR (Registered Representative) and started their career in finance in 2009. Philip has worked at 3 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 79, Series 7, Series 55 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Philip Edward Haslett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 11, 2016 - Present
EQUITYZEN SECURITIES LLC
Office #1: 30 Broad Street, Suite 1200, New York, NY 10004BD
CRD#: 281820
NEW YORK, NY
Past
November 17, 2014 - July 14, 2016
WEALTHFORGE SECURITIES, LLC
BD
CRD#: 152550
New York, NY
Past
August 25, 2009 - February 22, 2012
BARCLAYS CAPITAL INC.
BD
CRD#: 19714
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/15/2017)
RR
Alaska(5/5/2017)
RR
Arizona(7/14/2016)
RR
Arkansas(3/22/2017)
RR
California(5/21/2016)
RR
Colorado(6/2/2016)
RR
Connecticut(7/14/2016)
RR
Delaware(4/25/2018)
RR
District of Columbia(7/14/2016)
RR
Florida(7/11/2016)
RR
Georgia(6/6/2016)
RR
Hawaii(6/6/2017)
RR
Idaho(6/29/2016)
RR
Illinois(7/11/2016)
RR
Indiana(2/23/2017)
RR
Iowa(2/22/2017)
RR
Kansas(7/14/2016)
RR
Kentucky(7/14/2016)
RR
Louisiana(7/14/2016)
RR
Maine(11/3/2017)
RR
Maryland(6/30/2016)
RR
Massachusetts(7/14/2016)
RR
Michigan(7/14/2016)
RR
Minnesota(7/14/2016)
RR
Mississippi(5/17/2017)
RR
Missouri(4/5/2017)
RR
Montana(7/21/2017)
RR
Nebraska(10/10/2017)
RR
Nevada(7/14/2016)
RR
New Hampshire(5/18/2018)
RR
New Jersey(7/6/2016)
RR
New Mexico(10/3/2016)
RR
New York(3/10/2017)
RR
North Carolina(3/13/2017)
RR
North Dakota(8/5/2020)
RR
Ohio(6/27/2016)
RR
Oklahoma(5/27/2016)
RR
Oregon(3/3/2017)
RR
Pennsylvania(7/14/2016)
RR
Puerto Rico(1/30/2018)
RR
Rhode Island(7/27/2017)
RR
South Carolina(3/14/2017)
RR
South Dakota(10/6/2017)
RR
Tennessee(2/14/2017)
RR
Texas(7/13/2016)
RR
Utah(2/22/2017)
RR
Vermont(6/20/2017)
RR
Virgin Islands(11/8/2019)
RR
Virginia(7/14/2016)
RR
Washington(5/24/2016)
RR
West Virginia(5/19/2020)
RR
Wisconsin(7/20/2016)
RR
Wyoming(1/10/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 10/28/2009
Limited Representative-Equity Trader ExamPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EQUITYZEN SECURITIES LLC
EQUITYZEN SECURITIES LLC
CRD#: 281820 / SEC#: , 8-69689
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
30 Broad Street, Suite 1200, New York, NY 10004
Mailing Address
30 Broad Street, Suite 1200, New York, NY 10004
Phone number
(877) 490-6121
Established
Delaware since 09/22/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
